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Showing 841 - 850 of 3481 results for "Compliance"

Synchron appoints compliance lead

ELIZABETH MCARTHUR  |  FRIDAY, 4 FEB 2022
Financial advice dealer group Synchron has appointed a general manager, compliance. Phil Osborne took on the position from February 1. He has been working with Synchron as a compliance consultant since July 2021. He reports directly to the Synchron ...

Westpac shuffles executives

ELIZABETH MCARTHUR  |  THURSDAY, 3 FEB 2022
... head office responsible for strategy and policies. The roles of chief risk officer, group executive - financial crime, compliance and conduct will be combined. This move has seen chief risk officer David Stephen decide to leave Westpac along with Les ...

Former APRA executive joins Zurich

CHLOE WALKER  |  THURSDAY, 3 FEB 2022
... Summerhayes joins five of Zurich's main APRA-regulated boards as an independent non-executive director and member of risk, compliance and audit committee. Summerhayes' role on Zurich's board also includes member of people and remuneration committee. ...

Risk, compliance salaries soar: Data

JAMIE WILLIAMSON  |  TUESDAY, 1 FEB 2022
A shallow talent pool means risk and compliance professionals are a hot commodity in 2022, as data shows entry-level salaries having increased by a whopping 66% since the Royal Commission. According to Kaizen Recruitment, this year continues to see ...

ASIC exposes RE structure conflicts of interest

KARREN VERGARA  |  TUESDAY, 1 FEB 2022
... to evaluate and improve their governance practices to stay ahead of both financial and non-financial risks, improve compliance and deliver better investor outcomes.

ClearView welcomes chief risk officer

KARREN VERGARA  |  TUESDAY, 1 FEB 2022
ClearView Wealth has appointed a chief risk officer from NAB to oversee its compliance and risk management operations. Cloe Reece was most recently the executive general manager of enterprise controls performance at NAB. Prior to spending about 18 months ...

Inquiry criticises gaps in CSLR

KARREN VERGARA  |  MONDAY, 31 JAN 2022
... sub-sectors has also been widely slammed as advisers would bear a disproportionate amount of the costs. "The escalation of compliance costs and ASIC levies in the financial advice sector and the difficulties faced by financial advisers in providing affordable ...

Quality of Advice must consider digital: Ignition

ELIZABETH MCARTHUR  |  MONDAY, 31 JAN 2022
... cost of advice delivery due to the cost of complying with increased regulation. The review will consider excessive compliance obligations, principles versus rules-based regulation, clarity of disclosure, and undesirable unintended consequences arising ...

Crescent Group appoints head of risk

CHLOE WALKER  |  MONDAY, 24 JAN 2022
... Crescent Group has today announced the appointment of risk management professional Saira Cader as head of risk and compliance. Cader has more than 15 years' financial services experience, including leading credit teams at Pepper Group, the Commonwealth ...

Former Spaceship chief executive banned

JAMIE WILLIAMSON  |  FRIDAY, 21 JAN 2022
... dishonestly obtained his Australian Institute of Company Directors qualification by having a subordinate employee - a compliance officer - complete his assessments without his involvement. The conduct is said to have occurred around October 2018 and ...