Search Results | Showing 901 - 910 of 3481 results for "Compliance" |
| | | ... Limited (PMC), it has become clear that PAI and PMC face many common issues, not least in relation to legal, risk and compliance matters. As such, there are many potential benefits to having a common board of directors across both companies," Towers ... |
| | | | ... management and blockchain), cybersecurity forensics/investigations, pen testers and governance, as well as risk and compliance. State Street expects to fill the roles over the next two years. State Street head of Ireland Tadhg Young said Ireland was ... |
| | | | ... ASIC's survey found that some trustees have already introduced a triaging mechanism and/or new processes to improve compliance with the new timeframes for IDR responses. The regulator said this was a positive discovery. In regard to the systems that ... |
| | | | ... that are essential to advice practices in the modernised industry, WTL chair Guy Hedley said. Wealth Today focuses on compliance and risk management processes, professional development support, and advice creation support, while Sentry focuses on practice ... |
| | | | ... delivering contracted business process outcomes to enterprise funds of scale. The firm said Kennedy will lead a team across compliance, technology, and operations to deliver the Sonata Alta model as it forms it into a separate business unit. The team ... |
| | | | ... imperative that we continue to develop our relationships with regulatory bodies while reinforcing our company commitment to compliance and best practice," he said. "As the market leader in the digital asset space, we have a responsibility to be involved ... |
| | | | ... from all angles to ensure portfolios are robust and well set to achieve objectives, as well optimising operational and compliance functions," he said. Arbitrium invests in opportunistic debt, with the view to financing mid-market assets over a three-to-five-year ... |
| | | | ... and efficiency that Iress' solution provides will enable each player in the financial services industry to meet their compliance obligations in a cost effective way and move forward confidently with the important work of serving their customers," Blomfield ... |
| | | | ... The corporate regulator will be focusing on economic recovery, reducing consumer harm, cyber security and industry compliance over the next four years in order to strengthen the financial system. ASIC's 2021-25 Corporate Plan focuses on economic recovery ... |
| | | | ... funds with less than $1 billion in AUM plunged 70% - from 176 funds to 52. Rainmaker executive director of research and compliance Alex Dunnin said: "This super fund consolidation is leading to a massive increase in market concentration. The amount of ... |
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