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Showing 8631 - 8640 of 28277 results for "NOT"

FASEA exam tips from those who passed

ELIZABETH MCARTHUR  |  THURSDAY, 28 NOV 2019
... instrument and policy tells you what is going to be in the exam," Glenfield explained. "The exam is about practical knowledge. It's not about remembering all the aspects of the act perfectly." Rather, he said the exam requires advisers to "identify their ...

Business giants attempt to crack financial planning

KANIKA SOOD  |  THURSDAY, 28 NOV 2019
... about your offering and how you're going to diversify," Sali said. "There will probably be a customer out there who you are not reaching right now." He also suggested looking into impact investments for clients. "Something like crafting a fund that is ...

AFSLs show widespread non-compliance: ASIC

ELIZA BAVIN, JAMIE WILLIAMSON  |  THURSDAY, 28 NOV 2019
... procedures. Of those, 176 of the FDSs were passed on to a compliance consultant to review. Of those 176 FDSs, 80% were found to not include all the required information about services that clients were entitled to receive, 73% did not cover all the information ...

CommInsure cops $700k hawking fine

HARRISON WORLEY  |  THURSDAY, 28 NOV 2019
... operated by CommInsure carried risks for consumers due to the unsolicited sale of complex insurance products which consumers may not have needed, wanted or understood," Crennan said. In a statement to Financial Standard, the Commonwealth Bank said it ...

APRA responds to industry concerns

ELIZA BAVIN  |  THURSDAY, 28 NOV 2019
... choice products," APRA said. "APRA's view is that absent the final SIS Regulations defining a comparable choice product, it is not possible for an RSE licensee to undertake the required comparison component of the outcomes assessment for each choice ...

Industry's Best of the Best celebrated

HARRISON WORLEY  |  THURSDAY, 28 NOV 2019
Leading wealth management organisations have been celebrated in Money magazine's Best of the Best Awards for 2020. Australia's longest-running and most-read personal finance magazine handed out more than 100 awards to leaders in the financial ...

FICAP announces 2020 charity partner

ELIZA BAVIN  |  THURSDAY, 28 NOV 2019
... this investment children of prisoners remain largely invisible and unsupported. Our partnership enables these children to not just survive a difficult time but to thrive." As well as welcoming SHINE for Kids to the FICAP fold, partners were told about ...

FSC hails super choice amendments

HARRISON WORLEY  |  THURSDAY, 28 NOV 2019
... find they must open a new superannuation account with a fund specified in an enterprise agreement - whether they want to or not," Loane said. "This is particularly important for the two million Australians working multiple jobs, who may still today find ...

Chief economist update: Weaker yen strengthening Japan

BENJAMIN ONG  |  THURSDAY, 28 NOV 2019
... currency. The US dollar has appreciated by 3.9% and the Euro by 3.7% against the yen since, and this comes despite the BOJ not lifting a finger on monetary policy. Over the past many months, the BOJ has done nothing and it kept policy unchanged at it's ...

FASEA chief to provide update

ELIZABETH MCARTHUR  |  WEDNESDAY, 27 NOV 2019
... currently consulting on the Code of Ethics guidance, which was released in October. Earlier this week, ASIC announced it will not be monitoring or enforcing individual advisers' compliance with the code. Under the Corporations Act 2001, ASIC does not ...