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Showing 841 - 850 of 2080 results for "Australian Securities"

ASIC winds up insolvent derivatives issuer

MARK SMITH  |  TUESDAY, 9 JUL 2013
The Australian Securities and Investments Commission (ASIC) has obtained orders in the Federal Court to wind up Sydney-based derivatives issuer Apex Derivatives. Apex promoted trading in forex and contracts for difference (CFD) derivatives via its website. ...

ASIC bans Gateway Financial adviser permanently

LAURA MILLAN  |  MONDAY, 8 JUL 2013
The Australian Securities and Investments Commission (ASIC) has permanently banned a former Gateway Financial adviser, which is an authorised representative of Titanium Planners. Joshua John Doyle from Bradbury, New South Wales, has been permanently ...

ASIC to focus on analyst briefings

LAURA MILLAN  |  MONDAY, 8 JUL 2013
The Australian Securities and Investments Committee (ASIC) will be focusing on communications between the companies and the investment analysts that cover their stock as part of a surveillance program. ASIC will be working to raise awareness of the ...

Kenyon Partners to get new name by October

LAURA MILLAN  |  MONDAY, 8 JUL 2013
... the company's chief executive Paul Tynan has confirmed. Kenyon Partners has submitted four names to the Australian Securities and Investments Committee (ASIC), and will most likely change its name and brand on October 1, 2013. Tynan told Financial Standard ...

Magellan boosts performance fees

LAURA MILLAN  |  FRIDAY, 5 JUL 2013
... year 2013 and the second best performing of the All Ordinaries Index. Magellan reported yesterday at the Australian Securities Exchange (ASX) that its total estimated performance fee revenue for financial year 2013 was approximately $28.9 million, from ...

Adviser uses dead people to earn commission

JAMES FERNYHOUGH  |  FRIDAY, 5 JUL 2013
The Australian Securities and Investments Commission (ASIC) has permanently banned a Sydney financial adviser for using the names of dead and non-existent people to earn commissions on insurance applications. Pavan Vyas, an employee of Lionsgate Financial ...

Last-minute Stronger Super reprieve averts "ludicrous situation"

JAMES FERNYHOUGH  |  THURSDAY, 4 JUL 2013
... and managed investments, which have been deferred until 31 December 2013 and 1 July 2014 respectively. The Australian Securities and Investments Commission (ASIC) has also deferred the implementation of section 29QB of the Superannuation Industry (Supervision) ...

Lonsec shuts door on rating 'shopping' with new rankings

MARK SMITH  |  THURSDAY, 4 JUL 2013
... removed from the rating process - a practice used by managers to avoid unfavourable ratings. From 1 July, new Australian Securities and Investments Commission (ASIC) guidelines aimed at preventing conflicts of interest, require research houses to provide ...

ASIC urged to extend 'wet signatures' exemption

MARK SMITH  |  WEDNESDAY, 3 JUL 2013
The Australian Securities and Investment Commission (ASIC) should consider extending its relief of the need for 'wet signatures' on product disclosure statements (PDS) for the ASX Managed Funds Service (AMFS) to the wider industry to increase access ...

Opposition challenges Labor to review Trio fraud

JAMES FERNYHOUGH  |  WEDNESDAY, 3 JUL 2013
... compensation to victims so far left out in the cold." He also called for Bowen to get a briefing from the Australian Securities and Investments Commission (ASIC) as to why they do not intend to intervene before the Federal Court on 8 July to prevent ...