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Showing 781 - 790 of 885 results for "Australian Financial Services"

ASIC provides guidance on superannuation calculators

... of superannuation calculators' providers who meet certain minimum conditions, do not require an Australian financial services licence with an advice authorisation and, if already licensed do not need to meet the advice conduct and disclosure requirements ...

CPAs release Choice reference guide

... extent and type of information they can provide their clients about Choice when they do not hold an Australian Financial Services Licence. If users find CPA Australia's guide is not comprehensive enough the material contains a list of sources where additional ...

Former financial adviser guilty of fraud

... ASIC from acting as a representative of a securities dealer, investment adviser or holder of an Australian Financial Services licence on 1 July 2002.

ASIC provides guidance about Choice advice

... has released a guide to help individuals and organisations, namely employers, who do not hold an Australian financial services licence (AFSL) and are likely to give advice to employees about choice of superannuation fund legislation. The guidance is ...

Class action filed against retirement fund managers

AAP  |  FRIDAY, 10 JUN 2005
... Australian Securities and Investments Commission (ASIC) in 2003 that banned them from holding an Australian Financial Services Licence for 10 years. The undertakings were given after an Australian Prudential Regulation Authority inspection found LifeTrack ...

NAB to support mortgage broking businesses

... "To provide advice on insurance a mortgage broker will more frequently need to operate under an Australian Financial Services License and complete some further study, both of which are available within NAB Financial Planning and Third Party," Lawler ...

ASIC bans Queensland advisor

... authority was withdrawn in February 2004. Ruurda had also acted as an authorised representative of two Australian Financial Services licensees. "ASIC will take action to ensure that financial representatives demonstrate honesty and integrity in both ...

ASIC to scrutinise accountants' SMSF advice

... administer the fund, and where an accountant has not informed a client he or she does not hold an Australian Financial Services Licence (AFSL) and as such cannot provide financial product advice and has not recommended the client seek advice from an ...

May start for new dealer group

... institutional investors. Platinum Group has no plans to have any badged products and will operate as an Australian Financial Services Licensee. In the lead up to the commencement of business Platinum Group has appointed Colin Scott as its Victorian State ...

ASIC moves against a high-yield investment scheme.

... shares in Biograd Filters Pty Ltd and operating a financial services business without obtaining an Australian Financial Services Licence. The court has also extended its injunctions against Victor Lynas, James Lynas and Christine Lynas all of Kuraby ...