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Showing 801 - 810 of 885 results for "Australian Financial Services"

New guidelines on conflicts for AFS applicants

... Policy Statements 164 and 181. According to ASIC the new licensing kits details the information Australian financial services (AFS) licensees applicants must provide regarding conflicts of interest in line with the start date of 1 January 2005 for managing ...

Guidance on SOAs from ASIC

ASIC has provided guidance on Statements of Advice (SOAs) to help Australian financial services licensees fulfil their obligations under the Corporations Act 2001. The guide is aimed at addressing both content and presentation deficiencies discovered ...

Australian Financial Services teams up with Russell

National financial planning group Australian Financial Services (AFS) has outsourced $180 million of investments to Russell's wholesale multi-manager funds. The outsourcing decision was made so AFS could rely on Russell's solid and consistent returns. ...

ASIC shuts down currency trading websites

... regulator became aware that three Australian-based businesses were operating without holding an Australian financial services licence (AFSL). The businesses were exchanging conventional currencies to electronic currencies and vice-versa and charged commission ...

New principal member for FPA

... joined the list. FPA principal members are comprised of companies and individuals holding an AISC Australian financial services license who have passed the pre-admission standards of the association. Moreover the members make a commitment for all of ...

MLC Advice Solutions gets new leadership structure

... management team will remain intact. New appointments include Greg Miller as general manager Self Employed Australian Financial Services Licenses, Chris Wrightson as MLC Alliances general manager, and Wayne Marsh as general manager of Adviser Business ...

Unlicensed company stopped from issuing securities

... (Ameya) from offering financial products and conducting a financial services business without an Australian financial services licence (AFSL) after the company was caught advertising 'risk free' returns of 10 per cent per annum on loans provided to it. ...

Beware the cold calling con artist

... has gone offshore it is probably gone forever. If you want to invest, deal only with a licensed Australian financial services business. Licensed Australian financial businesses can easily help you with overseas investments if you want, and you have more ...

Mortgage broker banned

... misleading and deceptive conduct and conducted a financial services business without holding an Australian financial services licence. Mr Wynhoven misled and deceived investors when he convinced them to provide him with around $1.2 million to invest ...

IFSA 2004/05 Board of Directors finalised

... Buckeridge executive director Morgan Stanley Investment Management, Craig Dunn managing director Australian Financial Services AMP, Robert Coombe head of distribution and marketing BT Financial Group, Simon O'Regan chief executive Mercer Human Resource ...