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Showing 761 - 770 of 885 results for "Australian Financial Services"

Aussie fund frontrunner for Bank of China $12bn float

... list of all of Commonwealth Bank's adviser groups including Financial Wisdom as well as on Genesys, Australian Financial Services and Avenue Capital Management. "There's little competition in the market place. We're a China-themed fund but not country ...

Two charged over dodgy building insurance

HAMISH MADDEN  |  FRIDAY, 26 MAY 2006
... they did. The men are facing 15 charges, including providing a financial service without holding an Australian Financial Services license, making misleading statements in relation to financial products and engaging in dishonest conduct in relation to ...

Super adviser loses license after ASIC super switching survey

... obligations. ASIC has revoked the license of SMS Advising Group because it failed to comply with its Australian Financial Services License (AFSL) requirements and would be unable to do so in the future. The regulator discovered SMS' poor compliance after ...

AFS completes buy-back from Zurich

HAMISH MADDEN  |  WEDNESDAY, 19 APR 2006
Australian Financial Services Ltd (AFS) has successfully completed its buy-back of Zurich Financial Services Australia's 39.7 per cent holding in the group. AFS chief executive officer, Peter Daly, said, "The buy-back marks an exciting new milestone ...

ASIC charges unlicensed advisers

... Magistrates Court today charged with holding themselves out to be investment advisers without an Australian Financial Services License (AFSL). It is alleged that between January 2001 and March 2002, the four flogged a 'high yield' product to investors ...

Rei Super gains APRA licence

... said they contracted 'Professional Financial Solutions' who previously assisted them with their Australian Financial Services Licence (AFSL) application. "AFSL is a different licence but it was very clear to me that we would benefit from using an external ...

ASIC to cut AFS licence paperwork

ASIC has announced it will introduce changes to its Australian financial services licence (AFSL) application processes that will cut the paperwork needed by more than 50 per cent. Malcolm Rodgers, executive director in Regulation said ASIC has reduced ...

AFS buy back Zurich's interest

Australian Financial Services Limited (AFS) will buy back Zurich Australia's 39.7 per cent shareholding of the dealer group as AFS attempt to build a wholly dealer owned, dealer operated company. Chief Executive Officer of AFS Peter Daly and Zurich ...

Australian financial services globally competitive: Axiss

Axiss Australia has just released its latest benchmark report highlighting Australia as a globally competitive and attractive financial services centre while also being named the World's most resilient economy for the fourth consecutive year. Axiss ...

ASIC issues guidance on general advice warning and SOAs

... Statement of Advice (SOA) and released a proposal to reduce the repetition of advice warning for Australian financial services licensees and their representatives. The SOA example and consultation paper on general advice warning were part of the projects ...