Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 831 - 840 of 885 results for "Australian Financial Services"

Lifetrack director on hold for five years: ASIC

... Superannuation Trust. The undertakings require Egan to not act as a director of a company holding an Australian Financial Services Licence, or of a listed investment company, for five years.

ASIC warning on Swiss offer

... returns of 14% pa in a 'conservative' environment was illegal ASIC said, as Prime did not have an Australian financial services licence.

Capstone expands after adding advisers

... plans to expand its business, after strong growth in 2003 and the addition of new advisers under its Australian Financial Services licence mandate. Capstone managing director Grant O'Riley said the company would open offices in two new states in the ...

No licence, no business: ASIC

Businesses who fail to meet the March 10 deadline for Australian financial services (AFS) licenses will face charges if they continue to operate, the Australian Securities and Investments Commission (ASIC) has said. ASIC said it approximately 900 applications ...

"Shocking" AFS applicants may miss out: ASIC

With only two months until the Australian Financial Services (AFS) licence deadline on March 10, the Australian Securities and Investment Commission (ASIC) has called on applicants to be more responsive to its requests for accurate information. ASIC ...

ASIC grants AFSL exemption to financial counselling agencies

... Securities and Investments Commission (ASIC) has announced it has granted conditional relief from the Australian Financial Services (AFS) licensing requirements to financial counselling agencies that provide financial product advice. Financial counsellors ...

Winchcombe Carson robustified by AFS compliance: IOOF

The Winchcombe Carson dealer group has successfully transitioned to its Australian Financial Services (AFS) licence, resulting in a more robust and compliant back office for its advisers, IOOF has announced. "Winchcombe Carson was one of the first dealer ...

ASIC takes action against company directors

... restrained Mr Camiolo from providing any financial services until he successfully applied for and Australian Financial Services Licence. It also placed Mr Camiolo's companies into liquidation.

Promina listing leads to subsidiary name change, Vero

... Vero Insurance Ltd. The group also announced that Vero had also transitioned successfully to its Australian Financial Services Licence. Promina said the specialist business units that will carry the Vero name include Aviation, Construction and Engineering ...

MLC receives 13 AFS licenses

... from the Australian Securities and Investments Commission (ASIC), with the regulator issuing 13 Australian Financial Services (AFS) licenses to enable them to operate under the Financial Services Reform Act (FSRA). The 13 licenses for MLC include its ...