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Showing 861 - 870 of 885 results for "Australian Financial Services"

Colonial First State receives financial services licence

Large Australian fund managers have begun to receive their new Australian Financial Services Licences (AFSL), with Colonial First State Investments Limited among the first recipients. "It is a credit to our enthusiastic and committed staff that we have ...

ASIC accepts enforceable undertakings from two Lifetrack directors

... that Messrs Smith and Rich have agreed not to act as a director or officer of a company holding an Australian Financial Services Licence (AFSL) for 10 years, or of a listed investment company for five years. Additionally, they have undertaken not to ...

ASIC releases updated guide for PS146 compliance, lodges Chapel Road appeal

... licence: Compliance with Policy Statement 164, aimed at small businesses applying for, or holding, an Australian financial services (AFS) licence. ASIC said the statement suggests measures that may be appropriate for a small business to have in place ...

AMP responds to demerger market speculation

WITH AAP  |  MONDAY, 11 AUG 2003
... AMP brand despite the difficult conditions in which the company operated in the second quarter. "Australian Financial Services is more than holding its own, despite the tough market conditions and our corporate challenges, demonstrating the resilience ...

ASIC releases class order exemption relating to AFSL requirements

... Investments Commission (ASIC) has released a class order exemption relating to the requirement to hold an Australian financial services licence (AFSL) for the provision or giving of financial product advice in certain documents. The class order relief ...

ASIC obtains undertakings following Federal Court proceedings

... their wealth through investment in property. However, Mr Kaye, NII and Novasource do not hold an Australian Financial Services Licence (AFSL) to give financial product advice, as required by ASIC. Following Court-ordered mediation in front of a District ...

ASIC releases new licensing guide

... demonstrating compliance with organisational competency obligations, and explains how applicants for an Australian Financial Services (AFS) licence can demonstrate that they comply with ASIC's organisational competency obligations. "ASIC has issued this ...

AMP and ASGARD step into e-wrap platform shoes

AMP Australian Financial Services and ASGARD have signed a five-year contract to provide ASGARD's e-wrap platform as a basis for future AMP wrap products. AMP Director of Advice-Based Distribution, Steve Helmich, said the partnership would enjoy the ...

PREIA and BTFM make changes to POF management delegation deed

... BTFM as the responsible entity of POF as soon as practicable. To do this, PREIA first required an Australian Financial Services Licence with appropriate authorisations to enable it to act as a responsible entity in accordance with the Corporations Act. ...

Sharp reduction in inheritance wealth despite rise in per capita income: AMP

... of plan about how they want to leave their affairs," said Craig Dunn, managing director of AMP's Australian Financial Services. "For many baby boomers, it's getting crunch time. This report today shows that their opportunity for receiving any kind of ...