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Showing 881 - 885 of 885 results for "Australian Financial Services"

Insurance-free insurance brokers wound up

... liquidator to wind up the affairs of insurance brokers Blundell & Associates for operating without an Australian Financial Services licence or without professional indemnity insurance. The action was taken following an application made by the Australian ...

ASIC obtains permanent orders against investment directors

... of two unregistered managed investment schemes, and the offering of financial services without an Australian Financial Services Licence (AFSL). "This action has been taken by ASIC to protect the interests of investors and to ensure that schemes which ...

Financial services urged to obtain their AFS licenses soon

... Investments Commission (ASIC) today reminded all financial service providers that they must obtain their Australian financial services (AFS) licence in time if they are to continue operating beyond March 10 2004. The Australian financial services industry ...

ASIC blacklists ex-Colonial planner for client 'churning'

... Australian Securities and Investments Commission (ASIC) that he will not act as a representative of an Australian Financial Services (AFS) licence holder for four years. An ASIC investigation found Michael Curtis, of Bicton, Western Australia, had routinely ...

InvestorWeb Limited reports half-year net loss of $472,000

... significant achievement because it has been brought about despite a highly challenging environment for the Australian financial services sector, with uncertain investment markets leading to negative investment returns and strong competition resulting ...