Search Results | Showing 731 - 740 of 3495 results for "compliance" |
| | | ... has also increased by $385 million in 2023-24 and 380 additional staff will cost close to $160 million. Fraud and non-compliance will be addressed with $126.3 million in funding, while more than $30 million is being provided to support dispute resolution ... |
| | | | ... deceptive conduct to influence the market to their benefit. As such, ASIC prescribed that participants should ensure their compliance framework is effective in controlling misconduct in their fixed income activities. However, the regulator's observations ... |
| | | | ... Market Integrity Rules. CommSec has been ordered to pay $20 million while AUSIEX will pay $7.12 million for systemic compliance failures over a nine-year period. In a case brought by ASIC, the Federal Court found the two companies contravened Market ... |
| | | | ... consumers by including the moratorium in the new Life Code, meaning there will be independent oversight by the Life Code Compliance Committee and the power to sanction Code subscribers who do not comply," Briggs said. |
| | | | ... assets through Cboe Digital, a market and clearinghouse based on the exchange principles of transparency and regulatory compliance, supported by a network of intermediaries, providing client-driven solutions that help institutions fully embrace this ... |
| | | | ... market," it said. "ASIC expects Westlawn to consider the concerns raised about the TMD and take immediate steps to ensure compliance." The corporate regulator said it will consider making a final order if its concerns are not addressed in a timely manner. ... |
| | | | ... audit is a critical integrity check to ensure the validity and accuracy of an SMSF's financial statements and its compliance with superannuation legislation and regulations," he said. "The TPB decisions follow referral of intelligence from ATO compliance ... |
| | | | ... cryptocurrency market. ASIC expects Holon to consider the concerns raised about the TMDs and take immediate steps to ensure compliance. It said if concerns are not addressed in a timely manner, final stop orders will be placed on the funds, and it could ... |
| | | | ... the BGL ecosystem. "With the SMSF industry seeing a 90% increase in crypto trading activity during 2021, building out compliance and reporting for SMSFs has been a key focus for the company," he explained. "The integration between our platform and BGL ... |
| | | | ... Paris-based Abel will oversee the global functions of development, sustainability research, finance, risk, legal and compliance and operations of 60 employees. He will report directly to chief executive Philippe Zaouati. Previously, Abel was head of ... |
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