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Showing 701 - 710 of 1464 results for "Investments Commission"

Accountant charged with 37 offences

ELISE BURGESS  |  THURSDAY, 15 DEC 2011
... $1.4 million. Appearing before the Melbourne Magistrates' Court following an Australian Securities and Investments Commission (ASIC) investigation, Letten is charged with 21 counts of operating unregistered managed investment schemes, 1 count of operating ...

ASIC, ACC crack investment scam

ELISE BURGESS  |  WEDNESDAY, 14 DEC 2011
... Queensland Police Service (QPS), the Australian Crime Commission (ACC) and the Australian Securities and Investments Commission (ASIC) with assistance from the Australian Federal Police (AFP) executed multiple search warrants yesterday in relation to ...

ASIC releases FOFA guidance plan

ELISE BURGESS  |  TUESDAY, 13 DEC 2011
... remuneration and ASIC powers before July 1 2012, the regulator said today. The Australian Securities and Investments Commission (ASIC) has released its regulatory guidance plans for the impact of the Future of Financial Advice (FOFA) reforms, based on ...

Govt releases intra-fund advice rules

ELISE BURGESS  |  THURSDAY, 8 DEC 2011
... under the guise of intra-fund advice," Shorten said. New regulatory guidance from Australian Securities and Investments Commission (ASIC) is being developed to support intra-fund advice which will outline how scaled advice can be provided in accordance ...

PJC: Government needs to re-think payday reforms

RACHEL DAVIS  |  MONDAY, 5 DEC 2011
... between consumer protection and industry viability," said the report. "Under ASIC (Australian Securities and Investments Commission), to even stay in lending you have to show that you can make a profit," Paul Baril, from the Financiers Association of ...

Market Wrap - Morning

AAP  |  MONDAY, 5 DEC 2011
... Dun and Bradstreet releases its business expectations survey. In equities news, Australian Securities and Investments Commission (ASIC) deputy chairman Belinda Gibson addresses the Chartered Secretaries Australia annual conference in Sydney. Penrice ...

ASIC imposes permanent ban on fin services provider

ELISE BURGESS  |  WEDNESDAY, 23 NOV 2011
... two years and eight months, respectively. Under the Corporations Act 2001, the Australian Securities and Investments Commission (ASIC) may ban a person who has been convicted of fraud. Hawa has the right to appeal to the Administrative Appeals Tribun ...

ASX's PureMatch gets ASIC green light

ELISE BURGESS  |  MONDAY, 14 NOV 2011
... aggressive liquidity (orders matching with resting orders). ASX also confirmed to the Australian Securities and Investments Commission (ASIC) that the circumstances surrounding the ASX Trade outage of October 27 2011 have been isolated and will not affect ...

Regulators chase social media

ELISE BURGESS  |  FRIDAY, 11 NOV 2011
... detailed guidance after it issued guidelines on social media for broker-dealers. The Australian Securities and Investments Commission (ASIC) has previously cautioned financial services professionals they must be vigilant with their web presence. "The ...

ASX names former ASIC head new Corp Governance chair

ELISE BURGESS  |  THURSDAY, 10 NOV 2011
... framework it developed for corporate governance. Previously, Cameron was chair of the Australian Securities and Investments Commission (ASIC) from January 1993 to November 2000 before serving as director of Sydney Futures Exchange Limited from 2001 and ...