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Showing 51 - 60 of 162 results for "Promotion of"

Responsible entity declares insolvency

JAMIE WILLIAMSON  |  TUESDAY, 17 DEC 2019
... on ASX as we process and transition," ACBC said. Last week ASIC took action against Theta over the management and promotion of the Sterling Income Trust in the West Australian Federal Court. It is also taking action against Theta director Robert Marie. ...

ASIC takes action against former AMP adviser

HARRISON WORLEY  |  THURSDAY, 5 DEC 2019
... Investments - used investor funds for their own use, including "substantial" payments to friends and family and "the promotion of cryptocurrency". ASIC has obtained interim orders to appoint receivers to MyWealth Manager Financial Services, restrain ...

Trustee firm, super fund in hot water

JAMIE WILLIAMSON  |  WEDNESDAY, 6 NOV 2019
... Advice. False and misleading statements about superannuation, insurance products and services were also made in the promotion of the fund, ASIC alleges. The group insurance available through mobiSuper is provided by TAL. According to ASIC, Mobi offered ...

MGP chief executive departs

KARREN VERGARA  |  FRIDAY, 15 FEB 2019
... leadership changes at the managed accounts provider. This includes the exit of chief financial officer Mark Pozzi and the promotion of Pamella Wilson to chief operating officer. Heather joined MGP as head of distribution in March 2008, back when it was ...

ETP provider fined for misleading promos

JAMIE WILLIAMSON  |  THURSDAY, 7 FEB 2019
... Bond Company, provider of XTBs, has paid $25,200 in penalties for making misleading statements on its website in promotion of the products. ACBC is alleged to have made the statements between May and December of 2017. They have since been amended. The ...

Mercer appoints new chief executive

JAMIE WILLIAMSON  |  WEDNESDAY, 23 JAN 2019
Mercer will welcome a new chief executive following the promotion of Julio A. Portalatin. Marsh & McLennan Companies - the parent company of Mercer - has named Martine Ferland as the new president and chief executive of Mercer, effective March 1. Ferland ...

Global iShares lead promoted, successor named

JAMIE WILLIAMSON  |  FRIDAY, 11 JAN 2019
The global head of BlackRock iShares and index investments has been promoted. BlackRock has confirmed the promotion of Mark Wiedman to head of international and corporate strategy. Wiedman will report directly to BlackRock chief executive Larry Fink. ...

Celebrities cop $1m crypto fine

JAMIE WILLIAMSON  |  MONDAY, 3 DEC 2018
... DJ Khaled have become the first people to be charged by the US Securities and Exchange Commission for the unlawful promotion of initial coin offerings. Floyd Mayweather and DJ Khaled - real name Khaled Mohamed Khaled - have settled charges brought against ...

TCorp restructure rolls on

DARREN SNYDER  |  TUESDAY, 18 SEP 2018
... head of portfolio construction. Earlier this month TCorp confirmed the departure of Peter Laity and the internal promotion of two investment team employees.

T. Rowe Price names new APAC distribution head

JAMIE WILLIAMSON  |  FRIDAY, 17 AUG 2018
T. Rowe Price has announced a new lead for its Asia Pacific distribution business following the promotion of Scott Keller. Currently head of the Asia ex Japan institutional business, Nick Trueman has been appointed head of Global Investment Management ...