Search Results | Showing 51 - 60 of 566 results for "Civil" |
| | | ... superannuation fund was swallowed up by Australian Retirement Trust last May. AvSuper provided superannuation services to the Civil Aviation Authority, which later split into Air Services Australia and Civil Aviation Safety Australia. Previously, Sykes ... |
| | | | ... methods or "off-channel communications," according to the SEC. Kohlberg Kravis Roberts & Co (KKR) will pay US$11 million in civil penalties. Apollo Capital Management was penalised US$8.5 million. Carlyle Investment Management and its two subsidiaries ... |
| | | | ... contravening Chinese law and it failed to take any reasonable steps to warn its customers that it was exposing them to potential civil and criminal liability in China. ASIC said the judgment has important implications for entities providing financial ... |
| | | | ... assistant professor at Tulane University School of Law before becoming Special Assistant to the US Attorney General in the Civil Rights Division in the late 1960s. There, he litigated many racial discrimination cases before moving into securities and ... |
| | | | ... and supervision obligations to ensure these advisers are compliant with the regulations and, where they fail, may incur civil penalties. Abood welcomed this surprise inclusion, saying many FAAA members have expressed interest in employing these advisers ... |
| | | | ... and that returns would be significant. The investor losses totalled approximately $27 million. This is the third highest civil penalty ordered against an individual in relation to a proceeding commenced by ASIC. "ASIC recently announced unscrupulous ... |
| | | | ... connection with this government scheme," she said. In 2023, ASIC's new investigations grew by 25% year on year, while civil proceedings rose 23%. This included taking action in the areas of greenwashing, cryptocurrency, predatory lending, high-cost ... |
| | | | The controversial $370 billion pact between the US, Australia, and the UK, or 'AUKUS', is being sold as a boon for the economy and nation-building exercise that will amplify defence capabilities and strengthen regional security. But is it all ... |
| | | | ... emerging market and developing economies, disruptions to production and shipping of commodities-especially oil-conflicts, civil unrest, and extreme weather events have led to downward revisions to the outlook for the Middle East and Central Asia and ... |
| | | | The unemployment rate held steady at 4.1% in September, in line with the revised figure for August, according to seasonally adjusted data released by the Australian Bureau of Statistics (ABS). "With employment rising by around 64,000 people and the ... |
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