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Showing 621 - 630 of 3479 results for "Compliance"

It's the year of the raise, says Hays

JAMIE WILLIAMSON  |  THURSDAY, 1 JUN 2023
... This is followed by hardships/retention roles, client services managers, operational risk managers, and regulatory compliance managers. As for salaries currently on offer, in Sydney a business development manager in superannuation and funds management ...

Bank of Queensland slapped with EU

CASSANDRA BALDINI  |  WEDNESDAY, 31 MAY 2023
... its prudential standards and a review that exposed issues within the Bank of Queensland's (BOQ) operational risk, compliance and risk culture. As part of the action taken against the bank, APRA will require it to hold an operational risk capital ...

Spirit Super rectifies regulatory breach

ANDREW MCKEAN  |  TUESDAY, 30 MAY 2023
Spirit Super has corrected a non-compliance issue, amending its process for monitoring the use of reserves to cover expenses that exceed the fees and costs charged to members. Last month, the industry fund acknowledged that it had inadvertently omitted ...

HESTA pushes for gig worker super entitlements

ANDREW MCKEAN  |  MONDAY, 29 MAY 2023
... reforms to provide gig workers with an entitlement to the SG. HESTA also emphasised that the ATO should increase its SG compliance activities for gig workers in 'employee-like' arrangements. "We will continue working towards achieving a fairer ...

ASIC revokes Centurion subsidiary licence, suspends fund manager

ANDREW MCKEAN  |  WEDNESDAY, 24 MAY 2023
ASIC has cancelled the AFSL of Centurion Custodian Funds Management and suspended Huntley Management for non-compliance. The AFS licence of Centurion Custodian Funds Management, a subsidiary of Centurion, has been cancelled effective from January 18. ...

AFCA outlines systemic issues in wealth management

ANDREW MCKEAN  |  TUESDAY, 23 MAY 2023
... inconsistent and misleading information about its policies and practices, combined with a history of regulatory non-compliance and poor cooperation with AFCA, led to the matter being referred to ASIC. CFDs and their issuers have faced significant regulatory ...

ASIC bans former Gleneagle fund manager

ANDREW MCKEAN  |  TUESDAY, 23 MAY 2023
... also improves the accuracy of information available to the market," ASIC said. "ASIC will continue to identify non-compliance and take enforcement action where necessary." Nevertheless, ASIC added that it recognised that covered short selling, when carried ...

Insignia bolsters executive leadership team

ANDREW MCKEAN  |  THURSDAY, 18 MAY 2023
... chief risk officer and Anne Coyne as chief member officer. Saxena will take on leadership of the enterprise risk and compliance team and be responsible for overseeing all aspects of enterprise risk management and compliance. Insignia said Saxena will ...

PwC picks senior leaders to oversee review

CASSANDRA BALDINI  |  TUESDAY, 16 MAY 2023
... recommendations by September. Meanwhile, going forward, O'Malley will be responsible for all aspects of ethics and compliance. The current PwC global legal business solutions leader will step into his new position as chief risk and ethics leader ...

AustralianSuper mistake spurs call for regulatory intervention

ANDREW MCKEAN  |  MONDAY, 15 MAY 2023
... admitted to not following the rules concerning the management of multiple accounts per member. It self-reported this non-compliance to regulators, confessing to overcharging current and former members with more than one account. According to the Productivity ...