Search Results | Showing 581 - 590 of 3479 results for "Compliance" |
| | | ... enabling them to use consistent language that their clients understand across multiple documents, which also supports compliance processes." The upgrades follow in a long line of recent developments for HUB24. In May, HUB24 agreed to buy finance app ... |
| | | | ... Manfield's experience includes stints at Janus Henderson, BlueBay Asset Management, and Schroders. He oversees risk and compliance for AustralianSuper's international offices. Mitchell, after 16 years at Macquarie Group, will offer strategic ... |
| | | | ... selection of cash investment products and provides automated price discovery, portfolio optimisation, administration, and compliance services to meet regulatory and risk management needs. It also operated the Wealth Cash Income Fund, a term deposit managed ... |
| | | | ... South Wales' Lake Macquarie, is home to about 45 financial advisers and has been operating since 2012. It added a compliance manager in January of this year, followed by a risk and compliance manager in April. "AFS licensees are responsible for ensuring ... |
| | | | ... indemnity insurance (PII). Out of 5400 decisions AFCA delivered in the 2023 financial year, there were 40 instances of non-compliance. While this is not a high portion, more worrying is that the instances are prevalent in financial advice, AFCA lead ... |
| | | | ... their cyber resilience compares to their peers. Meanwhile, APRA is assessing more than 300 of its regulated entities' compliance with CPS 234 Information Security. So far, 24% of entities have been reviewed, finding several concerning gaps including ... |
| | | | ... staff members following the hit, including former investment bank chief executive Brian Chin and former chief risk and compliance officer Lara Warner. Last October, Credit Suisse restructured and cut thousands of jobs, including former chief executive ... |
| | | | ... offerings" and strengthened capabilities through the appointment of Sybil Dixon as head of ESG product and additional compliance and product resourcing in the product disclosure and oversight teams and enhancements to the disclosure due diligence process ... |
| | | | ... So, in that process, it has been easy to dilute the cybersecurity controls" The days when cybersecurity was simply a compliance tick are over, he added, with super funds cracking down now more than ever following multiple global data breaches. Rao said ... |
| | | | ... association of the conditions. Additionally, 413 SMSF auditors have had their licences cancelled as part of ASIC's recent compliance program. According to ASIC commissioner Danielle Press, in the last year ASIC has acted against 26 SMSF auditors who ... |
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