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Showing 541 - 550 of 3475 results for "Compliance"

Janus Henderson to delist from ASX

ANDREW MCKEAN  |  THURSDAY, 2 NOV 2023
... directors believe that the advantages of retaining the ASX listing no longer offset the financial, administrative, and compliance burdens. They've concluded that discontinuing the ASX listing aligns better with the broader interests of the company ...

Licensees flout breach reporting regime: ASIC

KARREN VERGARA  |  WEDNESDAY, 1 NOV 2023
... detect and report breaches. Most breaches were identified via staff or business unit reports (56%), followed by internal compliance (15%), and customer complaints or internal dispute resolution (12%). "Since its commencement, ASIC has been working with ...

Insignia appoints to board

CHLOE WALKER  |  MONDAY, 30 OCT 2023
... (Insignia) board as an independent non-executive director in March next year. She is set to replace Insignia's risk and compliance committee chair Elizabeth Flynn, who is stepping down from the board after nine years. Boasting over three decades of experience ...

HUB24 farewells longstanding chair

CHLOE WALKER  |  TUESDAY, 24 OCT 2023
... chair. Rogan has served as a non-executive director since 2017, holding the position of chair of the audit, risk, and compliance committee, and as a member of the remuneration and nomination committee. Rogan has also held senior roles at MLC, National ...

Super fund, insurer admin issues draw AFCA complaints

KARREN VERGARA  |  MONDAY, 23 OCT 2023
... The insurer had already taken steps to replace its legacy system and adjust timeframes in the new system to ensure compliance with notice period requirements," AFCA said. Another insurer continues to provide misleading information to non-English speaking ...

Perpetual hires new distribution lead

ELIZABETH FRY  |  FRIDAY, 13 OCT 2023
... South Wales for four years to 2015, he launched Latch Social, a social media service for financial advisers. Back then, compliance demands made advisers fearful of using social media and consequently, many missed out on high client engagement, referrals ...

Consultation paper released on aligning super payments with wages

ANDREW MCKEAN  |  MONDAY, 9 OCT 2023
... but also bolsters the ATO's capabilities for early detection of discrepancies, increasing the likelihood of timely compliance actions to recover unpaid SG. It's estimated around 8.9 million Australians will benefit higher retirement savings from ...

Hostplus member experience lead to exit

ELIZABETH FRY  |  THURSDAY, 5 OCT 2023
... In addition to his departmental responsibilities, Lewis acts as the lead executive for the Hostplus audit, risk and compliance committee.

Provide Capital ordered to produce documents

CASSANDRA BALDINI  |  THURSDAY, 5 OCT 2023
... submitted in redacted form. ASIC said redactions had been made because of assertions by Provide Capital of purported compliance with confidentiality and Privacy Act obligations. The court noted that "any obligation of confidentiality" that exists concerning ...

Rainmaker names ESG leader super funds

RACHEL ALEMBAKIS  |  FRIDAY, 29 SEP 2023
... super funds by government, regulators and their fund members," said Alex Dunnin, executive director of research and compliance at Rainmaker. "Australia's super funds are among the most committed in the world to implementing environmental, sustainability ...