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Showing 511 - 520 of 3476 results for "Compliance"

Unlisted asset valuation practices under review

JAMIE WILLIAMSON  |  THURSDAY, 1 FEB 2024
... Standard. APRA said a significant amount of data was lost and "significant deficiencies" were identified in the fund's compliance with CPS 234 - Information Security. More super funds are expected to submit CPS 234 self-assessments in the next six months ...

UniSuper appoints chief risk officer

JAMIE WILLIAMSON  |  THURSDAY, 1 FEB 2024
... integral part of our executive leadership team and has made a significant contribution to ensuring UniSuper's risk and compliance are in the best position that they could be," he said. "He leaves UniSuper in a better place with a strong reputation ...

ME Bank fined $820k for misleading borrowers

CHLOE WALKER  |  MONDAY, 22 JAN 2024
... interest-only or fixed-rate period. The bank pleaded guilty to all charges. ASIC executive director for enforcement and compliance Tim Mullaly said that banks are expected to properly notify and update customers who are entitled under the law to receive ...

Standalone laws key to solving legislative 'porridge': ALRC

JAMIE WILLIAMSON  |  FRIDAY, 19 JAN 2024
... are aimed at reducing costs for services providers and consumers, improving productivity, and providing clarity as to compliance requirements and enforcement. The existing legal framework is no longer fit for purpose, the ALRC said. The key recommendation ...

Family offices embrace outsourcing: Study

CHLOE WALKER  |  THURSDAY, 18 JAN 2024
... According to the study, 92% of family office professionals reported increased budgets for outsourced regulation and compliance services in the last two years. However, some customers expressed dissatisfaction with the level of service provided by outsourcers. ...

ASX selected to develop local carbon exchange

RACHEL ALEMBAKIS  |  FRIDAY, 12 JAN 2024
... credits continues to increase with government policy focused on emissions levels and corporates seeking to develop compliance measures and meet both regulated and voluntary emissions targets over the coming years," said ASX managing director and chief ...

Centrepoint Alliance chair resigns after four months

CHLOE WALKER  |  THURSDAY, 11 JAN 2024
... takes effect at the end of the month. In Swanson's place, Centrepoint has appointed its chair of group audit, risk and compliance committee, Georg Chmiel, to the top job. Chmiel, who is the co-founder and chair of major proptech group, Juwai-IQI Holdings ...

Bitcoin ETFs given green light by US regulator

ANDREW MCKEAN  |  THURSDAY, 11 JAN 2024
... decision also doesn't reflect the SEC's stance on the legal status of other crypto assets or the existing non-compliance issues among some market participants. Meanwhile, SEC commissioner Caroline Crenshaw expressed strong dissent, labelling ...

Court fines Linchpin, Endeavour directors

KARREN VERGARA  |  THURSDAY, 11 JAN 2024
... took this case because we believed reasonable steps were not being taken by the directors to comply with their own compliance plan and obtain member approval for loans." "Today's penalties are significant and should act as a reminder to directors of ...

Insignia Financial class action dismissed by court

JAMIE WILLIAMSON  |  MONDAY, 8 JAN 2024
... infrastructure and its Research team, instances of suspected insider trading, plagiarism of third-party research, and further compliance breaches. The action alleged this lack of disclosure resulted in investors paying inflated prices for their shares ...