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Showing 481 - 490 of 3476 results for "Compliance"

Wealth firm gears up to change administrator

ANDREW MCKEAN  |  TUESDAY, 2 APR 2024
... organising several products to transition into our flagship, Acclaim Super, eliminating duplication of PDS's and compliance across multiple products by consolidating them into one. This reduces product overhead and streamlines administration; all ...

QMV Legal folds, managing partner to launch new firm

KARREN VERGARA  |  WEDNESDAY, 27 MAR 2024
... Jessica Pomeroy. Steffanoni will launch a new independent business that remains focused on providing legal, risk, and compliance advice to trustees of APRA-regulated superannuation funds. Novigi chief executive Ash Priest said: "QMV Legal has made a ...

UniSuper appoints new head of fixed interest

ANDREW MCKEAN  |  TUESDAY, 26 MAR 2024
... him on board." McCrum's appointment comes a month after the $124 billion industry fund created a lead governance, compliance role filled by Morningstar executive Annika Bradley. In February, the fund also appointed Wade Martin as its new chief risk ...

Perpetual awards State Street subsidiary a major mandate

ANDREW MCKEAN  |  MONDAY, 25 MAR 2024
... Investment Management Solution (Charles River IMS) to manage its domestic and global portfolios, order and execution, compliance, post trade processing and front office data. Perpetual chief operating officer Craig Squires commented that the partnership ...

ASIC's harsh words to directors: 'It's not meant to be easy'

ELIZA BAVIN  |  FRIDAY, 22 MAR 2024
... complying with your directors' duties won't keep you up at night," Longo said. "And you'll go a long way toward meeting the compliance challenges and seeing past them to the opportunities and benefits. "Asking these questions is precisely how the winding ...

ACNC tightens screws on NFPs with complex corporate structures

JAMIE WILLIAMSON  |  THURSDAY, 21 MAR 2024
... "becoming increasingly concerned about the misuse of complex structures, where they may be part of attempts to conceal non-compliance with the ACNC Act and regulations." "Charities are free to use a variety of structures to suit their purpose and we ...

Financial services class actions surge

JAMIE WILLIAMSON  |  WEDNESDAY, 20 MAR 2024
... pursue. "A key theme of these claims is cyberwashing - each case includes allegations relating to statements about compliance with data-handling and cybersecurity obligations. These types of claims are high risk for consumer-facing organisations, especially ...

ASIC ends legal battle: Provide Capital's appeal quashed

ANDREW MCKEAN  |  MONDAY, 18 MAR 2024
... documents from a person or a company. If a person fails to comply with such a request, it can then certify that non-compliance to the Court and seek orders for the required documents. In this case, Provide Capital alleged that ASIC failed to include ...

Majority comply with IDR reporting: ASIC

KARREN VERGARA  |  MONDAY, 18 MAR 2024
... largest financial firms attached to over 60% of the consumer and small business complaints made. "The high level of compliance with this new requirement is encouraging. Firms are reminded of the need to meet this reporting requirement twice per year. ...

Court dismisses ASIC lawsuit against Finder

KARREN VERGARA  |  FRIDAY, 15 MAR 2024
... Finder Earn ceased operating on 24 November 2022. Commenting on the decision, ASIC executive director enforcement and compliance Tim Mullaly said: "ASIC pursued this matter because we considered that this product was being offered without the appropriate ...