Search Results | Showing 461 - 470 of 3475 results for "Compliance" |
| | | ... operations, including direct oversight of the investment, distribution, information technology, human resources, risk, and compliance functions. Rahmani also takes a seat at the board as of today, which comprises Robert Fraser, Andrew Formica, David ... |
| | | | ... investment governance function will also gain a boost from the appointment of Ida How who brings a strong legal and compliance background to the growing specialist team that reports to Sarah Cornelius. How previously worked with Cooper Investors, contributing ... |
| | | | ... rival Aware Super. As chief financial officer, she will manage the financial, tax and accounting processes, legal and compliance, tax and project execution. This is her first chief financial officer position. Previous roles have included people leadership ... |
| | | | ... asset classes, from portfolio management and risk analytics through trading and post-trade settlement, with integrated compliance and managed data throughout. |
| | | | ... Australia. "There are more than 2.5 million businesses in Australia grappling with increasing superannuation-related compliance requirements. Having delivered corporate super solutions to employers for almost 30 years, we have the experience to make ... |
| | | | ... technology, and especially those that involve sensitive data sets and investment near defence sites. Chalmers will bolster compliance personnel to make this happen, including increasing the frequency of on-site visits. "This team will also support the ... |
| | | | ... future growth. Finally, wealth managers need to transform the efficiency and effectiveness of their risk management and compliance activities. "The challenge is to sweep away outdated controls and complex processes, as well as institute significant cultural ... |
| | | | ... requirements upon AFS licensees to help ensure that they have sufficient financial resources to conduct their business in compliance with financial services laws," ASIC said. "The requirements provide important consumer protections in seeking to reduce ... |
| | | | ... technology. Sweeney has been a Sequoia non-executive director since 1 March 2019. He is currently the chair of the risk and compliance committee and a member of the audit committee. Separately, Tim McGowen recently slapped a defence and counterclaim ... |
| | | | ... Creso. The court determined Blumenthal had breached his duties as a director of EverBlu by failing to comply with its compliance policies and causing it to breach its obligations as an Australian financial services (AFS) licensee which jeopardised its ... |
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