Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 651 - 660 of 3479 results for "Compliance"

Government introduces FAR, CSLR Bills

ANDREW MCKEAN  |  WEDNESDAY, 8 MAR 2023
... remuneration (e.g., bonuses and incentive payments) for a minimum of four years and reduce variable remuneration for non-compliance with accountability obligations. Notification obligations require entities to provide certain information to the regulator ...

TIP Group to acquire advice firm

CASSANDRA BALDINI  |  TUESDAY, 7 MAR 2023
... offers financial planning, mortgage broking, insurance broking, private lending and financial services licensing and compliance. Enva reported FY22 revenue of $1.8 million and net profit after tax (NPAT) of $0.4 million. As part of the acquisition, TIP ...

Expect more greenwashing action: ASIC

RACHEL ALEMBAKIS  |  FRIDAY, 3 MAR 2023
... said. "Disclosure reviews can't happen in isolation. Review of ESG-related disclosures should involve marketing, compliance and legal, investment and operations because all parts of the financial process have answers, he said. "This is a civil penalty ...

Super tax break crackdown to hit $410bn in savings

ANDREW MCKEAN  |  WEDNESDAY, 1 MAR 2023
... replaced by the intricate web of contribution caps, including age-based contributions caps, that ever since have been compliance nightmares for high income fund members and their financial advisers, and accountants."

Openmarkets secures chief financial officer

CASSANDRA BALDINI  |  TUESDAY, 28 FEB 2023
... anticipated M&A. Majithia brings 15 years of international experience in finance management, commercial strategy, and compliance, including in US listed markets. Most recently she worked at Mawson Infrastructure Group Inc as its chief financial officer ...

Diverger highlights M&A progress, pipeline

JAMIE WILLIAMSON  |  MONDAY, 27 FEB 2023
... million. Diverger said it's materially ahead of its run rate on the FY25 M&A target following the acquisitions of AFSL Compliance, Priority Networking, and 35% of McGregor Wealth Management in the period. This saw it acquire $4.1 million in revenue ...

Former Big Un chief charged with insider trading

CASSANDRA BALDINI  |  WEDNESDAY, 15 FEB 2023
... Graham Rothesay Swan also came under ASIC attention. Swan was convicted for failing to conduct the 2017 company audit in compliance with auditing standards. ASIC said its investigation concerning Big Un, and its officers and executives is ongoing.

Fiducian expands adviser base, increases FUA

KARREN VERGARA  |  MONDAY, 13 FEB 2023
... stating that the process "took longer than anticipated while we completed the required actions to ensure regulator compliance." PCCU contributed $5.4 million in annualised net revenue, which Fiducian said was lower than expected because of a decline ...

Mining company shares manipulator sentenced

JAMIE WILLIAMSON  |  TUESDAY, 7 FEB 2023
... shares with the purpose of inflating their price and encouraging additional investors to get involved. The judge noted: "Compliance with [the prohibition on market manipulation] is vital to maintain market integrity and promoting the confident and informed ...

Australian Unity recruits Vanguard veteran

ANDREW MCKEAN  |  TUESDAY, 7 FEB 2023
... capital markets. He'll also be responsible for the platform's information technology, project management, and operational compliance functions, Australian Unity said. McGavigan has over 35 years' experience in leading and developing global teams in financial ...