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Showing 6301 - 6310 of 28267 results for "NOT"

Former adviser charged over fabricated information

JAMIE WILLIAMSON  |  FRIDAY, 5 MAR 2021
... under oath. Nesseim was also permanently banned from engaging in credit activities in July 2019, with ASIC finding he was not a fit or proper person.

Dover, McMaster hit with $1.4m penalty

KARREN VERGARA  |  FRIDAY, 5 MAR 2021
... around 30 March 2018, Dover breached several sections of the Corporations Act because the policy contained a clause that did not provide the maximum protection available to clients, and instead purported to remove or dilute such protections. "The contraventions ...

Lonsec chief to exit, chair welcomed

KARREN VERGARA  |  FRIDAY, 5 MAR 2021
... founding Paragem, Haynes held business management and analyst roles at WorldGroup, Bankers Trust and Lloyds Bank in London He did not confirm where he will go to next, other than to pursue other interests. The board said it "sincerely thanks Charlie ...

HUB24 searches for new director

KANIKA SOOD  |  FRIDAY, 5 MAR 2021
The $1.3 billion market cap platform business is searching for a new non-executive director, as its longest-serving board director retires. Ian Lister has notified HUB24 of his intention to retire, effective today. HUB24 said it has commenced a search ...

Westpac best for ESG reporting in Australia: Report

ELIZABETH MCARTHUR  |  FRIDAY, 5 MAR 2021
... Tinto's destruction of Australia's cultural heritage at the Juukan Gorge rock shelter to see what can happen when a company does not listen and respond to stakeholders' concerns about its impacts."

Adviser levy to increase by 160%

ELIZABETH MCARTHUR  |  FRIDAY, 5 MAR 2021
... are diverted to consolidated revenue rather than offsetting ASIC's costs. They also noted ASIC's industry funding model had not changed despite major shifts in the financial advice sector, with banks largely exiting advice. Yet ASIC's budget to oversee ...

Clime, Bristow to face court

ELIZABETH MCARTHUR  |  FRIDAY, 5 MAR 2021
The unfair dismissal claim brought by Clime Investment Management's former chief investment officer against the firm and its former chief executive has progressed, with a hearing now scheduled for August. Clime Investment Management and Rod Bristow ...

Chief economist update: More manna from UK Treasury

BENJAMIN ONG  |  FRIDAY, 5 MAR 2021
... reflect the truism in Sunak's words: "While our borrowing costs are affordable right now, interest rates and inflation may not stay low for ever; and just a 1% increase in both would cost us over £25 billion." Inflation worries and the consequent ...

ASIC takes Statewide Super to court

JAMIE WILLIAMSON  |  THURSDAY, 4 MAR 2021
... sent annual statements and warning letters to about 12,500 members detailing their insurance cover at a time when they did not have cover under a Statewide insurance policy. The regulator is also alleging the fund deducted insurance premiums to the tune ...

US upbeat on stimulus, vaccination

KARREN VERGARA  |  THURSDAY, 4 MAR 2021
... concern," Spence said. Pointing to Japan, its debt-to-GDP ratio has been in excess of 200% for quite some time. Japan has not had a crisis, thanks to some unique features like holding most debt domestically nor does it need to entice foreign investors ...