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Showing 611 - 620 of 1464 results for "Investments Commission"

Ripoll thanks industry for reforms support

BEN COLLINS  |  TUESDAY, 5 FEB 2013
... with industry in working through these changes," Ripoll, also speaking alongside Australian Securities & Investments Commission (ASIC) commissioner Peter Kell, said. Ripoll, who chaired the Government's Joint Committee on Corporations and Financial Services ...

SPAA urges SMSF auditors to register with regulator

MARK SMITH  |  FRIDAY, 1 FEB 2013
... to audit funds when the new licensing regime comes in to effect on 1 July. The Australian Securities and Investments Commission (ASIC) opened registration of SMSF auditors yesterday saying auditors can apply for registration online. The regulator warned ...

Mac Private Wealth forced to rectify serious deficiencies

MARK SMITH  |  WEDNESDAY, 30 JAN 2013
Macquarie Private Wealth has given the Australian Securities and Investments Commission an enforceable undertaking to right recurring compliance deficiencies dating back more than five years. The regulator's review of compliance systems and client files ...

ISN welcomes financial planner fee guidance

BEN COLLINS  |  TUESDAY, 29 JAN 2013
... Industry Super Network has welcomed fee disclosure guidance released last week by the Australian Securities & Investments Commission. Industry Super Network chief David Whiteley said that transparency around financial planner remuneration under the new ...

FPA grief over new fee rules

BEN COLLINS  |  FRIDAY, 25 JAN 2013
... The Financial Planning Association has said it is "concerned" with a part of the Australian Securities & Investments Commission's final guidance on fee disclosure. Today the corporate watchdog handed down guidelines that tell Australian financial services ...

Trio Capital action group to put forward Federal Candidate

BEN COLLINS  |  TUESDAY, 22 JAN 2013
... Government of a "whitewash" of the Trio Capital disaster. It has also accused the Australian Securities & Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) of allegedly failing in their roles as gatekeepers, as well ...

Don't forget to remind DB members: ASIC

MARK SMITH  |  MONDAY, 21 JAN 2013
... superannuation schemes to keep their members up-to-date after a review of the sector. The Australian Securities & Investments Commission (ASIC) said that it wants to encourage funds to make "timely and appropriate disclosures to members in the wake of ...

FOFA guidance released

BEN COLLINS  |  FRIDAY, 14 DEC 2012
... the Federal Government's Future of Financial Advice reforms were released by the Australian Securities & Investments Commission Yesterday. Regulatory guides that the corporate watchdog said had been produced after extensive consultation were released ...

SPAA welcomes Gov's tick of approval

BEN COLLINS  |  WEDNESDAY, 12 DEC 2012
... degree will allow auditors to be put on an approved register administered by the Australian Securities & Investments Commission (ASIC). Those on the approved list will also have to do at least 20 SMSF audits a year. "It now means that SPAA has been recognised ...

ASIC eyes off researchers

BEN COLLINS  |  TUESDAY, 11 DEC 2012
... unveiled updated policy to improve the reliability of their products yesterday. The Australian Securities and Investments Commission (ASIC) said it posted the updated policy to help researchers meet their legal obligations, and to bring its rules in ...