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Showing 41 - 50 of 61 results for "Bell Potter Securities"

Former Bell Potter adviser charged

MELANIE TIMBRELL  |  WEDNESDAY, 11 APR 2012
A former senior client adviser with Bell Potter Securities Limited has been charged with 15 counts of fraudulent conduct following an ASIC investigation. Glenn Russell Evans, of Leichhardt, NSW is alleged to have used client funds for his own personal ...

ASIC: Former Bell Potter adviser charged

RACHEL DAVIS  |  WEDNESDAY, 28 SEP 2011
A former Bell Potter Securities employee has been charged with five counts of dishonest conduct involving more than $1.8 million, following an ASIC investigation. Lawson Stuart Donald, 36, worked at the stockbroking firm as a client adviser between ...

ASX fines broker for bad behaviour

ALISON BEVEGE  |  TUESDAY, 10 MAY 2011
... eight firms were found guilty of level two serious contraventions and were fined. The other firms were Bell Potter Securities, Commonwealth Securities, MF Global Australia, Morrison Securities, UBS AG, Macquarie Equities and Australian Investment Exchange. ...

Asia specialists join Premium China

MATT WOODINGTON  |  WEDNESDAY, 2 MAR 2011
... years experience in finance and fund management. She has previously worked for Challenger First Pacific, Bell Potter Securities and HFA Asset Management. George Fattal, once a financial planner at Westpac and development manager at Professional Investment ...

Bell Potter faces $22m class action

ELISE BURGESS  |  FRIDAY, 3 DEC 2010
Bell Potter Securities is facing wrongful conduct allegations in a class action from over 50 clients, claiming losses of approximately $22 million. The class action, held in the Federal Court of Australia, alleges that Bell Potter encouraged clients ...

Market Wrap - Midday

AAP  |  WEDNESDAY, 20 OCT 2010
... contracts traded. Most market sectors fell, with major resources and bank stocks at least one per cent lower. Bell Potter Securities' senior client adviser Stuart Smith attributed the broad-based sell-off to global currency plays, which he said caused ...

Market Wrap - Midday

AAP  |  TUESDAY, 20 JUL 2010
... faltering European economy influenced the decision to hold interest rates this month and could do so again. Bell Potter Securities senior adviser Stuart Smith said the local market had enjoyed positive trading following the US lead, but he wasn't sure ...

AMP adds resources to Asian equities

PRESS RELEASE  |  FRIDAY, 25 JUN 2010
... analyst at Nucleus Global Investors specialising in Asian infrastructure companies. He's also held roles at Bell Potter Securities, DVA Capital and Macquarie Equity Capital Markets. Both Gruber and McLean report to Karma Wilson, head of Asian equities ...

Market Wrap - Midday

AAP  |  TUESDAY, 23 MAR 2010
... the June share price index contract was 39 points higher at 4,893 points on volume of 9,505 contracts. Bell Potter Securities senior client adviser, Stuart Smith, said steady trading on Tuesday had seen banks, materials and energy stocks advance. The ...

Market Wrap - Midday

AAP  |  WEDNESDAY, 20 JAN 2010
... the March share price index futures contract was 40 points higher at 4,883 on volume of 13,647 contracts. Bell Potter Securities Ltd's senior client adviser, Stuart Smith, said the market was tipping BHP Billiton's share price to reach $44.00 when index ...