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Showing 581 - 590 of 3495 results for "compliance"

IFM Investors puts $46m into energy retail sector

CHLOE WALKER | FRIDAY, 8 SEP 2023

... Japan, the US, and Middle East. It provides a suite of software solutions for energy billing, customer management and compliance, for the residential, commercial and industrial segments. Among other things, its solutions aim to help customers manage ...

APRA finds signs of step change in remuneration practices

ANDREW MCKEAN | THURSDAY, 7 SEP 2023

... assess how financial services entities are preparing for the implementation of CPS 511. Though the review didn't assess compliance - since CPS 511 wasn't yet in effect. In the first phase, APRA closely monitored the preparations of 15 entities, primarily ...

Macquarie flags asset management challenges

CASSANDRA BALDINI | THURSDAY, 7 SEP 2023

... a remediation plan that strengthens its governance, culture, structure, and enumeration to ensure full and ongoing compliance with prudential standards. "The changes under the plan, on which we will continue to deliver through 2023 and beyond, will have ...

Complii grows through MIntegrity acquisition

CASSANDRA BALDINI | MONDAY, 4 SEP 2023

Complii Fintech Solutions has entered into a binding acquisition agreement to purchase MIntegrity, a compliance and consulting firm. The acquisition entails a total consideration of $300,000 and the issuance of 130,000,000 fully paid ordinary shares ...

Sequoia liquidates Libertas Financial Planning

KARREN VERGARA | FRIDAY, 1 SEP 2023

... operating officer; Justin Harding became head of legal and risk, and Mark Hutchison was hired as an additional senior compliance manager.

Evolution Trustees responds to likely wholesale definition change

JAMIE WILLIAMSON | FRIDAY, 25 AUG 2023

... constitution that meets regulatory requirements, ensuring sufficient regulatory capital is on hand, creating and implementing compliance plans, and ensuring an eligible custodian is appointed. According to the consultation paper, about $900 billion is ...

Guideway launches file note AI tool

KARREN VERGARA | THURSDAY, 24 AUG 2023

... records client conversations, produces a transcript, and refines this into a file note. Guideway executive manager for compliance, risk and technology Chris Garlick told Financial Standard that FinTalk goes beyond producing a transcription and converts ...

Diverger aims to increase profits via scalability

CASSANDRA BALDINI | THURSDAY, 24 AUG 2023

... increase by 2025 it said several actions were taken over the 2023 fiscal year which includes the acquisition of AFSLC Compliance and Priority Networking. Further, it established the advice equity partnership model, completing two investments into McGregor ...

DB Results launches policy admin system

CHLOE WALKER | MONDAY, 21 AUG 2023

... financial services sector lead Matt Nidd, the PAS ecosystem is an "innovative, secure, modern ecosystem, streamlining compliance, supporting real-time transactions, and enhancing customer experience and automation." Nidd added there's a clear industry ...

ASIC renews leadership team

CHLOE WALKER | FRIDAY, 18 AUG 2023

The corporate regulator has made several executive changes within its enforcement and compliance, regulation and supervision and markets group teams. ASIC's current senior executive leader, investigations Chris Rowe has been promoted to the role of ...

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Mercer Super chief executive steps down

RIDDHIMA TALWANI

Mercer Super chief executive Claire Ross is departing after almost 17 years in senior leadership roles at the retail super fund.

AusFood Super looks to revitalise member engagement

MATTHEW WAI

The $3.5 billion super fund has partnered with InvestStream to launch RetireSmart+, becoming the first super fund to bring an AI-powered engagement experience to some 66,000 members.

L1 Group posts 'marked recovery' in June quarter

RIDDHIMA TALWANI

L1 Group has reported a marked recovery in investment performance in the June quarter.

European PE firm mandates Apostle with Australian distribution

RIDDHIMA TALWANI

Apostle Funds Management has been appointed by European investment firm Triton Partners for the distribution of its credit strategies in Australia and New Zealand.

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