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Showing 541 - 550 of 735 results for "responsible entity"

AUI tips property fund merger

MARK SMITH  |  WEDNESDAY, 1 MAY 2013
... when it acquired Investa Funds Management in September 2011. "Australian Unity Funds Management Limited, as responsible entity, believes the proposal is in the best interests of investors in SIT," said AUI's head of property, mortgage and capital markets ...

ASIC charges former financial adviser

LAURA MILLAN  |  FRIDAY, 12 APR 2013
... Victoria. ASIC's investigation commenced after the collapse of BDT, a managed investment scheme in 2010 whose responsible entity was Traditional Values Management. On 6 May 2011, ASIC banned Mr Whitting from providing financial services for a period ...

ASIC suspends licence of LM Investment

LAURA MILLAN  |  WEDNESDAY, 10 APR 2013
... company's voluntary administration. The AFSL suspension allows administrators FTI Consulting to transfer to a new responsible entity, investigating or preserving the assets or winding up the registered managed investment schemes operated by LM, the ASIC ...

Paradice debuts fund for retail investors

LAURA MILLAN  |  TUESDAY, 2 APR 2013
... BT and Asgard Wrap platforms. The Paradice Global Small Mid Cap Fund has appointed Equity Trustees to act as responsible entity and the fund has received a 'Recommended' rating from a recent Lonsec review. "Over the years we've been asked by retail investors ...

Managed accounts set for an overhaul

LAURA MILLAN  |  MONDAY, 11 MAR 2013
... ASIC guidance. "The new financial requirement doesn't really affect us because we have applied to have our own Responsible Entity (RE) license which means we are already providing the right disclosure requirements, the adequate cash collateral level ...

Former Astarra director permanently banned from fin services

LAURA MILLAN  |  THURSDAY, 7 MAR 2013
... appointed by Trio Capital Ltd (Trio) as the investment manager of the assets of ASF, a fund-of-hedge-funds whose responsible entity was Trio. As a result of marketing and promotion of ASF by AAM, money was invested in ASF from 15 February 2006 until ...

The Trust Co recruits BDM

LAURA MILLAN  |  MONDAY, 18 FEB 2013
... Services. On his new role, Rowley will be focusing on deepening and developing The Trust Company's offerings in responsible entity, wholesale trustee, debt capital markets trustee, superannuation trustee and custodial services to fund managers and issuers ...

DomaCom to partner with Perpetual on new platform

LAURA MILLAN  |  TUESDAY, 12 FEB 2013
... partnership with Perpetual on a new platform expected to launch in the third quarter of 2013. Perpetual will act as Responsible Entity and Custodian to the new platform, DomaCom said. "Perpetual's well-known approach and commitment to responsible investment ...

SFG appoints CIO for Mosaic

BEN COLLINS  |  THURSDAY, 31 JAN 2013
... operating officer John Cowan. Mosaic is SFG Australia's portfolio construction and management business and is the Responsible Entity of a range of funds across different asset classes. "Through the merger of Snowball Group and Shadforth Financial Group ...

Simple funds should avoid excessive regulation: Equity Trustees

MARK SMITH  |  THURSDAY, 17 JAN 2013
... more regulatory protection than they had at the start of 2007. He says that a 'one size fits all' approach to responsible entity (RE) regulation is too restrictive. "The proposed reforms look at tightening the financial requirements of REs, but are likely ...