Search Results | Showing 541 - 550 of 735 results for "responsible entity" |
| | | ... when it acquired Investa Funds Management in September 2011. "Australian Unity Funds Management Limited, as responsible entity, believes the proposal is in the best interests of investors in SIT," said AUI's head of property, mortgage and capital markets ... |
| | | | ... Victoria. ASIC's investigation commenced after the collapse of BDT, a managed investment scheme in 2010 whose responsible entity was Traditional Values Management. On 6 May 2011, ASIC banned Mr Whitting from providing financial services for a period ... |
| | | | ... company's voluntary administration. The AFSL suspension allows administrators FTI Consulting to transfer to a new responsible entity, investigating or preserving the assets or winding up the registered managed investment schemes operated by LM, the ASIC ... |
| | | | ... BT and Asgard Wrap platforms. The Paradice Global Small Mid Cap Fund has appointed Equity Trustees to act as responsible entity and the fund has received a 'Recommended' rating from a recent Lonsec review. "Over the years we've been asked by retail investors ... |
| | | | ... ASIC guidance. "The new financial requirement doesn't really affect us because we have applied to have our own Responsible Entity (RE) license which means we are already providing the right disclosure requirements, the adequate cash collateral level ... |
| | | | ... appointed by Trio Capital Ltd (Trio) as the investment manager of the assets of ASF, a fund-of-hedge-funds whose responsible entity was Trio. As a result of marketing and promotion of ASF by AAM, money was invested in ASF from 15 February 2006 until ... |
| | | | ... Services. On his new role, Rowley will be focusing on deepening and developing The Trust Company's offerings in responsible entity, wholesale trustee, debt capital markets trustee, superannuation trustee and custodial services to fund managers and issuers ... |
| | | | ... partnership with Perpetual on a new platform expected to launch in the third quarter of 2013. Perpetual will act as Responsible Entity and Custodian to the new platform, DomaCom said. "Perpetual's well-known approach and commitment to responsible investment ... |
| | | | ... operating officer John Cowan. Mosaic is SFG Australia's portfolio construction and management business and is the Responsible Entity of a range of funds across different asset classes. "Through the merger of Snowball Group and Shadforth Financial Group ... |
| | | | ... more regulatory protection than they had at the start of 2007. He says that a 'one size fits all' approach to responsible entity (RE) regulation is too restrictive. "The proposed reforms look at tightening the financial requirements of REs, but are likely ... |
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