Search Results | Showing 31 - 40 of 282 results for "Managed Investment Schemes" |
| | | ... the guide, ASIC sets out general obligations for issuers, such as responsible entities of registered managed investment schemes, which includes AFS licensing requirements and modified design and distribution obligations. It lays out specific obligations ... |
| | | | ... will also continue using our surveillance work to highlight the need for key legislative reforms for managed investment schemes - to strengthen investor protection, address data gap." ASIC will also look at the role superannuation funds play in private ... |
| | | | ... said the group has recommended key changes to legislation to ensure the independence of REs governing managed investment schemes, which were also shares with ASIC and APRA. "We believe the industry, working together, can come up with improvements that ... |
| | | | ... wholesale clients regarding superannuation, securities, deposit and payment products, interests in managed investment schemes and life products, and to deal in those products. Rodwell failed to take proactive steps to ensure Crown Wealth complied with ... |
| | | | ... Magnificent 7+ ETF (HUGE), and ETFS US Technology ETF (WWW) will continue to operate as Australian-domiciled managed investment schemes under the same investment strategies, structures and Solactive indices. The transition from Cboe to ASX quotation ... |
| | | | ... they've been tricked into thinking that they can get better returns... but most of the money went into managed investment schemes or products that were hosted on the platforms of superannuation trustees," Longo says. "They were persuaded to do this ... |
| | | | ... Shield from happening again, including asking ASIC whether current financial resource settings for managed investment schemes remain appropriate. "It's disappointing that these two products made it on to investment platforms... The release of the outcomes ... |
| | | | ... Capital had the most complaints with 605, followed by Interprac with 125 and APT Strategy with 49. For managed investment schemes, BT Funds Management had the most complaints with 86, followed by Australian Fiduciaries with 68. In life insuance, TAL ... |
| | | | ... relying on the redemption prices provided by external managers to calculate the fair value of holdings in managed investment schemes and warned that RSEs should be aware redemption prices are not always reliable. The review also found that sponsorship ... |
| | | | ... the value chain, including lead generators, financial advisers, superannuation trustees, auditors, managed investment schemes and research houses. This, despite the government opting to drop its planned inquiry into the collapse of wealth management ... |
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