Search Results | Showing 21 - 30 of 282 results for "Managed Investment Schemes" |
| | | Treasury's fresh review into managed investment schemes (MISs) falls short of addressing critical issues that could prevent another Shield Master Fund and First Guardian Master Fund disaster, the Financial Advice Association Australia (FAAA) says. ... |
| | | | ... investor issues totalled 44%, relating to credit issues, general licence obligations, unregistered managed investment schemes, unlicensed provision of financial services conduct, and other conduct related to advice, insurance, and misleading and deceptive ... |
| | | | ... and overhauled its senior management in the compliance team in response to the collapse of the two managed investment schemes. This includes hiring former ASIC commissioner Danielle Press as independent chair of its inaugural AFSL Governance Committee. ... |
| | | | ... be clear, APRA does not regulate and could not have regulated Shield and First Guardian, which were managed investment schemes subject to regulation by ASIC," he said. "APRA oversees around 56 superannuation trustees who collectively have 81 superannuation ... |
| | | | ... Fund and First Guardian Master Fund collapses. This time, the Enhancing oversight and governance of managed investment schemes consultation focuses on governance and oversight of registered MISs used by retail investors, particularly how ASIC's role ... |
| | | | ... high-risk investments that are often unsuitable for average consumers, for example through certain managed investment schemes," ASIC said. ASIC said it is closely working with government and consumer groups to address legal and regulatory gaps and deliver ... |
| | | | ... reporting and audit requirements of the Corporations Act for companies, disclosing entities, registered managed investment schemes, corporate collective investment vehicles, and registrable superannuation entities, as well as their directors and auditors. ... |
| | | | ... switching reforms, including stronger regulation of platforms and including a stronger regulation of managed investment schemes," he said. "So, together all of these different reforms are critically important to ensure that mum and dad investors can ... |
| | | | ... whether Treasurer Jim Chalmers has been sitting on advice for reforms related to the regulation of managed investment schemes. Senator for NSW Dave Sharma asked the Department of Treasury markets group when seven pieces of advice on the regulation of ... |
| | | | ... 35 'paper-only' documents by email, including forms related to changes to responsible entities and managed investment schemes. The regulator said the move is designed to streamline interactions and reduce administrative burden for those working in the ... |
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