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Showing 4471 - 4480 of 6696 results for "Securities"

State Street CEO and chairman retires

COMPANY RELEASE  |  FRIDAY, 23 OCT 2009
... revenues have grown to 35 per cent of total revenue. Building on the successful 2003 acquisition of Deutsche Bank's global securities services businesses, during 2007 Logue orchestrated the largest acquisition in State Street's history of Investors Bank ...

Gonzalez move a win-win: analyst

MICHAEL HOBBS  |  THURSDAY, 22 OCT 2009
... balanced funds and head of research for three years. Before his tenure at Perpetual, he worked as chief dealer at Nikko Securities (Australia) and as a retail client adviser at Norths Stockbroking. Gonzalez served on the board of the CFA Institute for ...

Galleon sinks $4bn

MICHELLE BALTAZAR  |  THURSDAY, 22 OCT 2009
... rocked New York's Manhattan set, Rajaratnam became the latest high profile hedge fund manager criminally charged by the Securities and Exchange Commission for alleged insider trading. Robert Khuzami, director of the SEC's Division of Enforcement, said ...

Centro execs to face tough penalties

MICHAEL HOBBS  |  WEDNESDAY, 21 OCT 2009
... directors and James Hall, Paul Cooper, non-executive directors also form part of ASIC's civil proceedings. The Australian Securities & Investments Commission (ASIC) is seeking to disqualify the directors and officer from managing corporations and is ...

Market Wrap - Midday

AAP  |  MONDAY, 19 OCT 2009
... Exchange, the December share price index contract was 65 points lower at 4,785, on a volume of 13,977 contracts. Austock Securities senior client adviser and strategist Michael Heffernan said the negative start to the local trading day was "not surprising" ...

HK investors win big on game show

COMPANY RELEASE  |  MONDAY, 19 OCT 2009
Hong Kong's securities and futures market regulator is taking financial literacy to another level with a three-stage investments game show where contestants can win up to $7,000 in cash prizes. The first round of the Securities and Futures Commission ...

Billionaire faces insider trading noose

SEC RELEASE  |  MONDAY, 19 OCT 2009
... Management, has been charged for insider trading that allegedly saw him pocket over $27 million in illicit gains. The US Securities and Exchange Commission, which laid the charges against Rajaratnam, also charged six others involved in the scheme, including ...

Market Wrap - Morning

AAP  |  MONDAY, 19 OCT 2009
The Australian share market has received mixed leads from overseas, with Wall Street securities and copper closing down on Friday, while precious metals up and oil were higher. At 0717 AEDT on the Sydney Futures Exchange, the December share price index ...

CalPERS reviews US$50m fees to placement agent

MICHELLE BALTAZAR  |  FRIDAY, 16 OCT 2009
... CalPERS Board member from 1993 and 1995. "The placement agent industry has been a focus of state authorities and the Securities and Exchange Commission over the last year, and we believe it prudent to conduct a full review of the matters related to these ...

Market Wrap - Midday

AAP  |  FRIDAY, 16 OCT 2009
... the December share price index contract was five points higher at 4,873, on a volume of 8,451 contracts. Bell Potter Securities senior client adviser Stuart Smith said he expected the market to ease before close on Friday. "It's still overcooked," he ...