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Showing 421 - 430 of 735 results for "responsible entity"

Daintree launches fixed income trust

KARREN VERGARA  |  FRIDAY, 9 JUN 2017
... Sydney-based fixed income specialist Daintree Capital launched in March, using Perennial Investment as its responsible entity.

ASIC cancels AFSL, bans former executives and fund managers

JAMIE WILLIAMSON  |  TUESDAY, 30 MAY 2017
... billion. The court decided that they did not act honestly in carrying out their management duties of MFSIM, the responsible entity of the Premium Income Fund, a managed investment fund holding millions of dollars of investor funds. In sentencing, the ...

Azimut investment play gets Lonsec approval

ALEX BURKE  |  TUESDAY, 23 MAY 2017
... AZ Sestante, recently had one of its first Australian products rated by Lonsec. AZ Sestante operates as the responsible entity for the Sestante Australian Small Companies Fund, managed by Azimut subsidiary Sigma Funds Management. In giving the fund a ...

ASIC bans former Avestra directors

ALEX BURKE  |  WEDNESDAY, 17 MAY 2017
... their directors who fail in these duties are held to account." ASIC originally sought to wind up Avestra as the responsible entity of around $18 million in managed investment schemes in late 2015. The regulator identified multiple contraventions of duty ...

EQT appoints former Deutsche Bank VP

JAMIE WILLIAMSON  |  THURSDAY, 4 MAY 2017
... "Importantly, this appointment signals our commitment to growing our presence in Sydney. We are already leaders in the responsible entity service area, and James brings added expertise, drive and commitment to the CTS team to grow our corporate trustee ...

Ausbil MicroCap suspends applications and redemptions

JAMIE WILLIAMSON  |  WEDNESDAY, 3 MAY 2017
... firm's website shows the suspension took effect on 28 April. "Ausbil Investment Management, in its capacity as responsible entity of the Ausbil MicroCap Fund, wishes to advise that it has temporarily suspended applications and redemptions in the Fund ...

WTW launches insto platform

KARREN VERGARA  |  FRIDAY, 28 APR 2017
... of money on lawyers and tax advisers for instance, he added. "Essentially, a subsidiary of WTW becomes the responsible entity for each of the underlying fund and the investment managers will become adviser to the underlying fund, and [won't] worry about ...

Fund manager appoints new COO

ALEX BURKE  |  THURSDAY, 27 APR 2017
... will be a valuable addition to Aurora's capabilities." Aurora currently acts as either investment manager or responsible entity (or both) for the ASX-listed HHY Fund, Aurora Global Income Trust, Aurora Property Buy-Write Income Trust, Aurora Absolute ...

ASIC cancels responsible entity AFSL

EMMA RAPAPORT  |  WEDNESDAY, 12 APR 2017
The Australian Securities and Investment Commission cancelled the AFSL of a responsible entity for failing to comply with a number of its key obligations as a financial services licensee. The company, DD&D Securities, is the responsible entity for Dwyers ...

ASIC releases RE compliance obligations

KARREN VERGARA  |  TUESDAY, 28 MAR 2017
... facilitative approach to any breaches of the guidance for a period of 12 months from today [27 March], if a responsible entity can show that it is taking steps to bring its risk management system into compliance with the guidance," the regulator said. ...