Search Results | Showing 421 - 430 of 735 results for "responsible entity" |
| | | ... Sydney-based fixed income specialist Daintree Capital launched in March, using Perennial Investment as its responsible entity. |
| | | | ... billion. The court decided that they did not act honestly in carrying out their management duties of MFSIM, the responsible entity of the Premium Income Fund, a managed investment fund holding millions of dollars of investor funds. In sentencing, the ... |
| | | | ... AZ Sestante, recently had one of its first Australian products rated by Lonsec. AZ Sestante operates as the responsible entity for the Sestante Australian Small Companies Fund, managed by Azimut subsidiary Sigma Funds Management. In giving the fund a ... |
| | | | ... their directors who fail in these duties are held to account." ASIC originally sought to wind up Avestra as the responsible entity of around $18 million in managed investment schemes in late 2015. The regulator identified multiple contraventions of duty ... |
| | | | ... "Importantly, this appointment signals our commitment to growing our presence in Sydney. We are already leaders in the responsible entity service area, and James brings added expertise, drive and commitment to the CTS team to grow our corporate trustee ... |
| | | | ... firm's website shows the suspension took effect on 28 April. "Ausbil Investment Management, in its capacity as responsible entity of the Ausbil MicroCap Fund, wishes to advise that it has temporarily suspended applications and redemptions in the Fund ... |
| | | | ... of money on lawyers and tax advisers for instance, he added. "Essentially, a subsidiary of WTW becomes the responsible entity for each of the underlying fund and the investment managers will become adviser to the underlying fund, and [won't] worry about ... |
| | | | ... will be a valuable addition to Aurora's capabilities." Aurora currently acts as either investment manager or responsible entity (or both) for the ASX-listed HHY Fund, Aurora Global Income Trust, Aurora Property Buy-Write Income Trust, Aurora Absolute ... |
| | | | The Australian Securities and Investment Commission cancelled the AFSL of a responsible entity for failing to comply with a number of its key obligations as a financial services licensee. The company, DD&D Securities, is the responsible entity for Dwyers ... |
| | | | ... facilitative approach to any breaches of the guidance for a period of 12 months from today [27 March], if a responsible entity can show that it is taking steps to bring its risk management system into compliance with the guidance," the regulator said. ... |
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