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Showing 421 - 430 of 3495 results for "compliance"

FSU campaigns against workplace surveillance

JAMIE WILLIAMSON  |  FRIDAY, 30 AUG 2024
... frameworks," it said. Finally, the FSU said: "While we acknowledge the need for certain types of monitoring for regulatory compliance and safety, the current practices are far too invasive and lack the necessary oversight. We believe that effective regulation ...

IFM Investors recruits chief of staff

ELIZABETH FRY  |  FRIDAY, 30 AUG 2024
... retirement. During this time, she advised Jeremy Cooper, head of retirement income. Haqqani previously worked as a compliance manager for RBC Global Asset Management and a product and relationship specialist at EQT Funds Management. She spent five years ...

ASIC launches new AFSL portal

ELIZA BAVIN  |  THURSDAY, 29 AUG 2024
... sector," it said. "We are continuing to explore new services, sharing information and assets to increase regulatory compliance and reduce harm."

Australians robbed of super savings

ANDREW MCKEAN  |  WEDNESDAY, 28 AUG 2024
... its recovery efforts and the amount returned to members. The SMC has urged the government to establish a stronger ATO compliance regime that includes setting and measuring the originally promised targets, and to commit to helping workers seek compensation ...

BUSSQ fights back against regulatory imposition

ANDREW MCKEAN  |  MONDAY, 26 AUG 2024
... on BUSSQ and Cbus earlier this month, requiring both funds to engage an independent expert to conduct a review their compliance with Prudential Standard SPS 520 Fit and Proper, as well as their adherence to the duty to act in the best financial interests ...

ASIC wins case against crypto exchange Kraken

ANDREW MCKEAN  |  MONDAY, 26 AUG 2024
... deputy chair Sarah Court said the outcome sends a "salient reminder to the crypto industry" about the importance of compliance with the design and distribution obligations. "It's a legal requirement for financial products to be distributed to consumers ...

Equity Trustees names chief risk officer

MATTHEW WAI  |  TUESDAY, 20 AUG 2024
... business after five years at the end of August. Versace arrives from HESTA, where she is currently the general manager of compliance and boasts a collage of executive experiences across the industry. Prior to HESTA, she was the head of enterprise risk ...

Recordkeeping breach costs RBC, BNY Mellon US$85m

KARREN VERGARA  |  FRIDAY, 16 AUG 2024
... ($8.3m). "As today's enforcement actions against more than two dozen firms reflect, we remain committed to ensuring compliance with the books and records requirements of the federal securities laws, which are essential to investor protection and ...

APRA reprimands Cbus, BUSSQ over governance issues

ANDREW MCKEAN  |  WEDNESDAY, 14 AUG 2024
... conditions stipulate that Cbus' trustee, United Super, and BUSSQ bring in an independent expert to investigate their compliance with Prudential Standard SPS 520 Fit and Proper, which sets out requirements in relation to assessing the fitness and ...

BHP, Rio Tinto, Qantas back carbon credits fund

JAMIE WILLIAMSON  |  MONDAY, 12 AUG 2024
... investors and carbon market participants who wish to complement existing decarbonisation efforts and meet regulatory compliance obligations, while also generating risk-weighted returns. It has already received $80 million from cornerstone investors BHP ...

Editor's Choice

Mercer Super chief executive steps down

RIDDHIMA TALWANI
Mercer Super chief executive Claire Ross is departing after almost 17 years in senior leadership roles at the retail super fund.

AusFood Super looks to revitalise member engagement

MATTHEW WAI
The $3.5 billion super fund has partnered with InvestStream to launch RetireSmart+, becoming the first super fund to bring an AI-powered engagement experience to some 66,000 members.

L1 Group posts 'marked recovery' in June quarter

RIDDHIMA TALWANI
L1 Group has reported a marked recovery in investment performance in the June quarter.

European PE firm mandates Apostle with Australian distribution

RIDDHIMA TALWANI
Apostle Funds Management has been appointed by European investment firm Triton Partners for the distribution of its credit strategies in Australia and New Zealand.

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