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Showing 4301 - 4310 of 6696 results for "Securities"

Lloyd joins Perpetual from BT

COMPANY RELEASE  |  THURSDAY, 22 APR 2010
... leadership roles at BT and St George's Wealth Management businesses, as well as his earlier role with the Australian Securities and Investments Commission (ASIC), make him an ideal candidate to lead Perpetual's expanding Private Wealth business." Lloyd's ...

ASIC bans client adviser for life

ASIC RELEASE  |  THURSDAY, 22 APR 2010
... account to buy and sell shares on the ASX without permission between January 2008 and October 2008. The Australian Securities & Investments Commission (ASIC) investigation found Ho broke section 1041G(1) of the Corporations Act. He also breached the ...

Market Wrap - Morning

AAP  |  THURSDAY, 22 APR 2010
... Zealand sharemarket rose, with turnover boosted by a large sale of PGG Wrightson shares by Rural Portfolio Investments Securities Ltd. The benchmark NZX-50 index closed up 11.86 points, or 0.36 per cent, at 3,304.969. Turnover was worth $NZ136.2 million ...

India Equities puts cash to work

MICHAEL HOBBS  |  WEDNESDAY, 21 APR 2010
... portfolio update comes before the directors of India Equities Limited entered into an underwriting agreement with Patersons Securities in relation to options this month.

Trust is a hard currency: research

RUTH LIEW  |  WEDNESDAY, 21 APR 2010
... which might hamper their ability to communicate with stakeholders such as investors and planners. Commenting on the US Securities and Exchange Commission fraud charge against Goldman Sachs, Wells said the same message of communication applies. Wells ...

Hockey calls for FSR review

MICHAEL HOBBS  |  WEDNESDAY, 21 APR 2010
... regime for financial sales, advice and dealings in financial products among other reforms, according to the Australian Securities & Investments Commission (ASIC). While FSR was enacted, Hockey lost the financial services ministerial portfolio and implementation ...

America's Eyjafjallajokull

BENJAMIN ONG  |  WEDNESDAY, 21 APR 2010
... earnings results. And guess which one stood out? Goldman Sachs! Yes, the same one facing fraud charges from the US Securities and Exchange Commission (SEC). The SEC filed a civil lawsuit against the investment firm last Friday (16 April) accusing it ...

Market Wrap - Midday

AAP  |  TUESDAY, 20 APR 2010
... mixture of strong performers, but the stand out of the big boys would have to be National Australia Bank (NAB)," Austock Securities senior client adviser and strategist Michael Heffernan said. National Australia Bank added 72 cents, or 2.6 per cent ...

Market Wrap - Morning

AAP  |  TUESDAY, 20 APR 2010
... cent) to 11,092.05 in final trades. The climb came after the index tumbled more than 100 points on Friday after the Securities and Exchange Commission (SEC) announced civil fraud charges on Goldman. The tech-rich Nasdaq composite did not manage to make ...

Market Wrap - Midday

AAP  |  MONDAY, 19 APR 2010
... was not a great start for the trading week after what we heard out of the US, with Goldman Sachs being charged with securities fraud," Ms Saly said. "It was probably the last thing investor sentiment needed. "The... flight ban across Europe is weighing ...