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Showing 4041 - 4050 of 10719 results for "May 19"

AAT overrides adviser ban

KARREN VERGARA | FRIDAY, 21 SEP 2018

The Administrative Appeals Tribunal decided a former OnePath financial adviser who was permanently banned by ASIC did not engage in misleading or dishonest conduct. ASIC announced it permanently banned Robert Hutchison on 11 June 2017 for double charging ...

ASIC takes Dover, McMaster to court

JAMIE WILLIAMSON | MONDAY, 17 SEP 2018

ASIC is taking Federal Court action against Dover Financial Advisers and Terry McMaster for allegedly misleading and deceiving clients. The corporate regulator commenced civil penalty action against the disgraced dealer group and its founder on September ...

Chief economist update: China shares inclusion in MSCI is a blessing and a curse

BENJAMIN ONG | MONDAY, 17 SEP 2018

Three months and a few days ago, the inclusion of China's A-shares into MSCI indexes got investors all excited. 1 June 2018 marked the day when Morgan Stanley Capital Index (MSCI) included Chinese A-shares into its benchmark MSCI Emerging Markets ...

WAM Capital commences LIC takeover bid

KANIKA SOOD | FRIDAY, 14 SEP 2018

WAM Capital has opened a month-long offer to shareholders of a LIC that it wants to take over, with bidder's statements distributed yesterday. Last month WAM Capital said it would attempt to take over a listed invested Wealth Defender Equities (WDE) ...

Industry fund names member services lead

JAMIE WILLIAMSON | FRIDAY, 14 SEP 2018

A $50 billion superannuation fund has promoted from within to appoint its new head of member services. Rest has appointed Naomi Scott to lead its member services capability. She replaces Amelia Butler who left the fund in May. Scott was previously national ...

Former Westpac adviser ban upheld

KARREN VERGARA | FRIDAY, 14 SEP 2018

ASIC's banning of a former Westpac financial adviser has been upheld by the Administrative Appeals Tribunal. Last July, the corporate regulator banned Jason Atkins from providing financial services for three years. Perth-based Atkins provided advice ...

Chief economist update: Steady as she goes

BENJAMIN ONG | FRIDAY, 14 SEP 2018

Yesterday's European Central Bank's (ECB) Governing Council meeting would have been a big ho-hum were it not for some minor, albeit significant, tweaks in the bank's outlook. As expected, the ECB left interest rates unchanged - the benchmark ...

Firetrail to launch $305m IPO

KANIKA SOOD | THURSDAY, 13 SEP 2018

The boutique launched by former Macquarie stock pickers under Pinnacle's banner in May is set to kick off an initial public offer, raising up to $304.5 million for an absolute return LIC. Firetrail Investments lodged a prospectus with ASIC on Tuesday ...

CommInsure misled FOS: Royal Commission

KARREN VERGARA | THURSDAY, 13 SEP 2018

CommInsure admitted it misled the Financial Ombudsman Service that was helping resolve a claimant's dispute by deliberately withholding medical information and delaying the process, the Royal Commission heard yesterday afternoon. Counsel assisting ...

AMP, CBA respond to record class action bid

JAMIE WILLIAMSON | WEDNESDAY, 12 SEP 2018

AMP and Commonwealth Bank have responded to Slater and Gordon's announcement of a potential class action which could see the two parties forced to repay more than $500 million that was unfairly deducted from superannuation fund accounts. Launching ...

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Mercer Super chief executive steps down

RIDDHIMA TALWANI

Mercer Super chief executive Claire Ross is departing after almost 17 years in senior leadership roles at the retail super fund.

AusFood Super looks to revitalise member engagement

MATTHEW WAI

The $3.5 billion super fund has partnered with InvestStream to launch RetireSmart+, becoming the first super fund to bring an AI-powered engagement experience to some 66,000 members.

L1 Group posts 'marked recovery' in June quarter

RIDDHIMA TALWANI

L1 Group has reported a marked recovery in investment performance in the June quarter.

European PE firm mandates Apostle with Australian distribution

RIDDHIMA TALWANI

Apostle Funds Management has been appointed by European investment firm Triton Partners for the distribution of its credit strategies in Australia and New Zealand.

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Blake Briggs

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Since becoming chief executive, Blake Briggs has renewed the Financial Services Council's influence, expanded the membership base, and strengthened its policy and advocacy credentials. Karren Vergara writes.

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