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Showing 3911 - 3920 of 3940 results for "USI"

ASIC places permanent ban on adviser

David Paul Mudge, formerly of Windsor Gardens, South Australia, has been banned permanently from acting as a representative of a securities dealer or an investment adviser, the Australian Securities and Investments Commission has announced. Mr Mudge ...

AIA survey reveals increase in online trading

In a survey of its members, the Australian Investors' Association (AIA) has discovered that many investors are using the internet extensively for share market transactions, suggesting they are only using stockbrokers and financial planners as a source ...

IWL removes BT Principal from recommended list, upgrades JBWere

InvestorWeb Research (IWL) removed BT Principal from its recommended list following the resignation of the highly-rated Principal LPT team who left to start up a boutique, IWL's Australian Listed Property Sector Review Update has revealed. This report ...

Two company directors jailed: ASIC

The Australian Securities and Investments Commission (ASIC) announced today that two former directors of Acts Net have been sentenced to jail today following their guilty pleas to a number of charges brought by the commission. Geoffrey Milner of Mildura ...

New boutique funds management group launched by outgoing BT/Sagitta executives

A new boutique funds management group has been launched by four recently departed BT/Sagitta investment executives to specialise in small caps and listed property securities. The wholesale boutique - Renaissance Asset Management - will act as holding ...

St George Margin Lending launches protected loan facility

St George Margin Lending (SGML) has added Protected Loans to their Margin Lending facility, the bank group announced today. Protected Loans allow investors to gain the benefits of rises in their securities without bearing any loss if the values of those ...

Adelaide financial adviser sentenced to a year in jail

David Mudge, former financial adviser from Windsor Gardens in Adelaide, has been sentenced in Adelaide's District Court on a charge arising out of an Australian Securities and Investments Commission (ASIC) investigation. Mudge was convicted and sentenced ...

ASIC absolves Platinum over misleading Herald advertisement

The Australian Securities and Investment Commission (ASIC) today said it was satisfied that Platinum Asset Management was not responsible for an advertisement that appeared in The Sydney Morning Herald on May 28 that included out-of-date performance ...

InvestorWeb announces Virtual Broker/VisiPlan link-up

InvestorWeb (IWL) has announced that it has completed the first step in the fusing of its Virtual Broker white-label broking product to its financial planning platform VisiPlan. The integration will enable subscribers to VisiPlan and Virtual Broker ...

Morningstar gives three stars to Colonial's 452 Capital offering

Morningstar has awarded three stars to 452 Capital's Australian equities process, describing its exclusive retail distribution tie-up with Colonial First State as "win-win strategic alliance." Moningstar said 452 Capital has "a well-constructed process" ...