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Showing 3781 - 3790 of 9819 results for "Advisers"

Improve climate risk disclosure: ASIC

HARRISON WORLEY  |  FRIDAY, 21 SEP 2018
... limited use to investors in some cases. The corporate regulator said it encouraged listed companies, their directors and advisers to adopt a probative and proactive approach to emerging risks like climate risk. Additionally, ASIC called for companies ...

Specialist insurer updates definitions

KARREN VERGARA  |  FRIDAY, 21 SEP 2018
... product series, he said. PPS Mutual offers its products designed specifically for the professional sector via financial advisers. The mutual also recently hired Richard Hopwood to the new role of Queensland state manager. Hopwood will report to director ...

AAT overrides adviser ban

KARREN VERGARA  |  FRIDAY, 21 SEP 2018
... Cars and the holder of the business name BF Wholesale. The banning will be recorded on ASIC's register of financial advisers. Between 2015 and January 2018, Fletcher was an authorised representative of the Australian Warranty Network, which holds ...

AFA launches consumer advice expo

JAMIE WILLIAMSON  |  THURSDAY, 20 SEP 2018
The Association of Financial Advisers is partnering with a notable media personality for a free consumer event promoting the value of financial advice. The association is working with Pinstripe Media to launch the inaugural Your Money and Your Life ...

Advisers granted stat dec authorisation

JAMIE WILLIAMSON  |  WEDNESDAY, 19 SEP 2018
Financial advisers now have the status to sign statutory declarations under Commonwealth law. Advisers are now recognised as an additional category of people who are authorised to witness a Commonwealth statutory declaration, as outlined in the new ...

Former Macquarie advisers banned

JAMIE WILLIAMSON  |  WEDNESDAY, 19 SEP 2018
Two former Macquarie financial advisers received ASIC bans for dishonest conduct, including deliberate attempts to mislead the institution's compliance team. Mark Alexander Landau and Marcus Roderick Campbell have both been banned from providing financial ...

Zenith introduces shareholder voting advice

KARREN VERGARA  |  TUESDAY, 18 SEP 2018
Zenith will start providing formal recommendations to help financial advisers and their clients vote on important shareholder matters. Zenith said the market has reached a tipping point where advisers are increasingly being asked by clients which way ...

Open APIs old news: Midwinter

HARRISON WORLEY  |  TUESDAY, 18 SEP 2018
... prepopulated, updated and used throughout AdviceOS like a normal portfolio. Class said the integration helps support advisers in the efficient delivery of advice by enabling effective collaboration across advisers, accountants and their clients with ...

Fintech specialist joins platform provider

JAMIE WILLIAMSON  |  TUESDAY, 18 SEP 2018
... developing our IT strategy, Mahoney and his team will implement a next generation wealth management platform for our advisers and their clients," Handley said. Mahoney is a former head of digital transformation and business architecture at Macquarie ...

ASIC takes Dover, McMaster to court

JAMIE WILLIAMSON  |  MONDAY, 17 SEP 2018
ASIC is taking Federal Court action against Dover Financial Advisers and Terry McMaster for allegedly misleading and deceiving clients. The corporate regulator commenced civil penalty action against the disgraced dealer group and its founder on September ...