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Showing 3751 - 3760 of 6696 results for "Securities"

ASIC seeks interim orders against Equititrust

ELISE BURGESS  |  THURSDAY, 3 NOV 2011
... Supreme Court of Queensland while the regulator considers its actions after a suspected breach in licence. The Australian Securities and Investments Commission (ASIC) obtained the orders to preserve the status quo of two Equititrust schemes, the Equititrust ...

Machines of loving grace

BENJAMIN ONG  |  THURSDAY, 3 NOV 2011
... operation. "...the Committee decided today to continue its program to extend the average maturity of its holdings of securities as announced in September." And so is re-investing. "The Committee is maintaining its existing policies of reinvesting principal ...

Market Wrap - Midday

AAP  |  WEDNESDAY, 2 NOV 2011
... December share price index futures contract was 80 points lower at 4,151 points, on volume of 24,161 contracts. Austock Securities senior client adviser Michael Heffernan said local investors had been spooked by Greece's call for a referendum on the ...

State Street expands Australian global markets team

CLAIRE MCGREAL  |  TUESDAY, 1 NOV 2011
... appointments to its Australian global markets team. Sinclair Scholfield will head up the financial services provider's securities finance business, while Jonathan Gencher has been named vice president and head of e-Exchange, the company's electronic ...

ASIC annual report highlights industry trends

ELISE BURGESS  |  MONDAY, 31 OCT 2011
... cases, inside trends and its results for the financial year. Over the last 12 months, up to June 30, the Australian Securities and Investments Commission (ASIC) approved 868 Australian financial services (AFS) licence applications for margin lending ...

Chi-X and ASX go head to head

CLAIRE MCGREAL  |  MONDAY, 31 OCT 2011
... business with a 'soft launch' today. Once this initial phase is completed, Chi-X will then move from trading in eight securities to all S&P/ASX 200 component securities and ASX-listed ETFs. "We commend the work of the Australian government and regulatory ...

Market Wrap - Morning

AAP  |  MONDAY, 31 OCT 2011
... Monday, the December share price index futures contract was up 13 points at 4,362. In economic news on Monday, the TD Securities-Melbourne Institute inflation gauge for October is released. In equities news, BT Investment Management posts its full year ...

AAT grants stay for AFSL cancellation decision

ELISE BURGESS  |  FRIDAY, 28 OCT 2011
... Tribunal (AAT) said yesterday it would grant a stay for Melbourne-based Romad Financial Services after the Australian Securities and Investments Commission (ASIC) cancelled its Australian financial services licence (AFS licence) on October 19 for not ...

ASX: Breakdown unrelated to Monday's Chi-X launch

CLAIRE MCGREAL  |  FRIDAY, 28 OCT 2011
The Australian Securities Exchange has admitted that yesterday's four-hour trade stoppage wasn't good enough, but said it had nothing to do with the launch of rival exchange operator Chi-X next week. ASX Trade was down from 10.05 am to just after 2 ...

Tech glitch halts trading on Australian Securities Exchange

AAP  |  THURSDAY, 27 OCT 2011
SYDNEY, Oct 27 AAP - Trading on the Australian Securities Exchange has been halted because of technical problems. The ASX sent out an alert shortly after the market opened at 1000 AEDT adding that all trades for Thursday were under review. ASX Ltd general ...