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Showing 3651 - 3660 of 6696 results for "Securities"

Adviser banned for chasing commissions

ELISE BURGESS  |  WEDNESDAY, 7 MAR 2012
... of GuardianFP. She provided financial advice and arranged life insurance. During an investigation by the Australian Securities and Investments Commission (ASIC), it found Heathwood falsified 65 insurance policies between 2010 and 2011 for the purpose ...

Market Wrap - Midday

AAP  |  TUESDAY, 6 MAR 2012
... in annual written premiums to the business. The insurer was up 10 cents to $11.95. National turnover was 1.0 billion securities worth $1.8 billion, with 282 stocks up, 544 down and 315 unchanged.

Macquarie port manager exits fund

RACHEL DAVIS  |  TUESDAY, 6 MAR 2012
Justin Lannen, portfolio manager of the Macquarie International Infrastructure Securities Fund, will exit the team and be replaced by returning manager, Andrew Maple-Brown. Maple-Brown, who is New York-based, will return to Sydney in April to manage ...

Market Wrap

AAP  |  MONDAY, 5 MAR 2012
... market at the moment is that we are progressing in what I would call a two steps forward one step back fashion," Austock Securities senior client adviser and strategist Michael Heffernan said. "That is light years in front of the period that we had last ...

Market Wrap - Morning

AAP  |  MONDAY, 5 MAR 2012
... for February. The Australian Bureau of Statistics business indicators for December quarter are released as is the TD Securities-Melbourne Institute inflation gauge for January. In equities news, Linc Energy is expected to post first half results. In ...

FOFA provisions will go ahead: PJC

ELISE BURGESS  |  THURSDAY, 1 MAR 2012
... to better explain the annual fee disclosure obligations for existing retail clients. On the role of the Australian Securities and Investments Commission (ASIC), the report highlighted a number of areas where the regulator would increase its monitoring ...

Market Wrap

AAP  |  THURSDAY, 1 MAR 2012
... following Wall Street's lead where US markets tumbled following the Federal Reserve chairman's address to Congress. Austock securities client adviser Michael Heffernan attributed the selloff to profit taking after favourable economic indicators in the ...

ASIC wants more pay disclosure

MELANIE TIMBRELL  |  THURSDAY, 1 MAR 2012
Companies need to up their game on executive and director remuneration disclosure, according to the Australian Securities and Investments Commission. A review of 50 remuneration reports from 300 of Australia's largest companies for the year ended June ...

UBS names ING IM transfers

CLAIRE MCGREAL  |  WEDNESDAY, 29 FEB 2012
... March 30. These include Joel Fleming, Australian equities small companies, David Scott and Patrick Barrett, property securities, Michael Fanning, structured beta and indexing, and Rachel O'Connor and Thomas Wu, Australian fixed income. New hires to the ...

Market Wrap

AAP  |  TUESDAY, 28 FEB 2012
... offers had been made. The stock was up 16.5 cents, or 32.04 per cent, at 68 cents. National turnover was 412 million securities worth $583.1 million, with 391 stocks up, 248 down and 307 unchanged.