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Showing 3501 - 3510 of 6696 results for "Securities"

Former adviser pleads guilty to dishonest dealings

LINDA HAUSKEN  |  TUESDAY, 3 JUL 2012
... Court to one count of deception and two counts of dishonest dealings with documents. The charges arose from Australian Securities & Investments Commission's (ASIC) investigation into his conduct as a financial adviser. According to ASIC, Carll deceived ...

Market Wrap - Midday

AAP  |  TUESDAY, 3 JUL 2012
... offer from EB Private Equity firm even though it had doubts about its credibility. National turnover was 481 million securities worth $1.130 billion, with 356 stocks up, 312 down and 279 unchanged.

Market Wrap - Midday

AAP  |  MONDAY, 2 JUL 2012
... about an unsolicited takeover bid by little known British group EB Private Equity. National turnover was 662 million securities worth $1.475 billion, with stocks 591 up, 181 down and 254 unchanged.

China approves cross-border ETFs

MELANIE TIMBRELL  |  MONDAY, 2 JUL 2012
China has approved mutual listings of exchange traded funds on Hong Kong and mainland exchanges. The Hong Kong's Securities and Futures Commission (SFC) made the announcement on Friday saying the move was part of China's plans to boost financial exchange ...

Aust advisers to get dual Aust-NZ recognition

LINDA HAUSKEN  |  MONDAY, 2 JUL 2012
Australian Securities & Investments Commission has partnered with New Zealand's Financial Markets Authority to implement mutual recognition arrangements for Australian and New Zealand advisers. The Trans-Tasman mutual recognition arrangements will enable ...

Market Wrap

AAP  |  FRIDAY, 29 JUN 2012
... four cents to $52.58, and Westpac gave away two cents to $20.80. Preliminary national turnover was 350,000 million securities worth $2.9 billion, with 234 stocks up, 271 down and 297 unchanged.

National exam to raise quality of advice

LINDA HAUSKEN  |  FRIDAY, 29 JUN 2012
The Australian Securities & Investments Commission is set to consult with the advice industry on its proposal to develop and implement a national exam for advisers. As part of its next phase on its consultation proposal, Australian Securities & Investments ...

Market Wrap

AAP  |  THURSDAY, 28 JUN 2012
... entertainment and publishing divisions. The company's non-voting scrip had risen 59 cents, or 2.75 per cent, to $22.02. Cameron Securities client adviser Adrian Leppinus said any proposed split would allow News Corp to quarantine some of its traditional ...

Adviser pleads guilty to dishonest conduct

LINDA HAUSKEN  |  WEDNESDAY, 27 JUN 2012
... a $22,000 fine and the second offence carries 10 years imprisonment or a $450,000 fine. In February, the Australian Securities & Investments Commission permanently banned Heathwood from providing financial services following the regulators investigation ...

Cold calling scammer gets 10 year ban

LINDA HAUSKEN  |  TUESDAY, 26 JUN 2012
Australian Securities & Investments Commission has banned City Index Australasia and its director, Blair Jason Travers, from the financial services industry for 10 years after being found guilty of a cold calling scam. Australian Securities & Investments ...