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Showing 3481 - 3490 of 6251 results for "December 29"

Wealthsure adviser guilty to criminal charges

LAURA MILLAN  |  WEDNESDAY, 21 AUG 2013
Former WealthSure financial adviser has pleaded guilty to 22 criminal charges following an Australian Securities and Investments Commission (ASIC) investigation. Appearing in the Sydney District Court, Brian William Veitch, formerly of Minto, New South ...

Gunns chair pleads guilty to insider trading

JAMES FERNYHOUGH  |  TUESDAY, 6 AUG 2013
John Gay, the former chairman of forestry company Gunns Limited, has pleaded guilty to insider trading. In December 2009, Gay sold 3.4 million shares in Gunns when he had inside information that the company's was faring poorly. When the company's half-year ...

ASIC admits Commonwealth FP investigation was "not adequate"

LAURA MILLAN  |  MONDAY, 5 AUG 2013
Communication with the whistleblowers who revealed poor practices within the Commonwealth Bank Financial Planning (CFP) unit was inadequate the Australian Securities and Investments Commission (ASIC) has admitted. ASIC recently submitted a 18-page document ...

Perpetual encourages women writers

LAURA MILLAN  |  THURSDAY, 1 AUG 2013
Perpetual has awarded Australian women writers through the Kibble Awards, an initiative managed by its charitable trust that consolidates its position after 20 years in the philanthropy space. Perpetual Philanthropic Services recently announced that ...

India's triple dilemma

BENJAMIN ONG  |  WEDNESDAY, 31 JUL 2013
Every country in the world wants their currency to be cheaper than the others, correct? In this world of subpar growth, a currency lower than the rest provides that extra kick that the economy needs - never mind 'beggaring the neighbours'. This is the ...

First submissions to ASIC inquiry made public

LAURA MILLAN  |  FRIDAY, 26 JUL 2013
The first submissions to the Senate Economics Committee's inquiry into the Australian Securities and Investments Commissions (ASIC) performance have been made public. The Senate Committee has received at least four submissions and has made two of them ...

Post-Bernanke uncertainty

BENJAMIN ONG  |  FRIDAY, 26 JUL 2013
"Facebook and BenO are now friends." This is what my 'friends' and 'friends of friends' would see on my Facebook status from this day onwards. For how could you not 'like' something that increases your wealth by as much as 31.6% in one single day? Facebook ...

ASIC highlights higher enforcement rate ahead of Senate inquiry

LAURA MILLAN  |  THURSDAY, 25 JUL 2013
The Australian Securities and Investments Commission (ASIC) has made a total of 371 enforcement actions between January and June 2013, according to an enforcement report released ahead of the Senate inquiry on ASIC's performance. In line with its efforts ...

Centrepoint spent $4.9 million in client claims

LAURA MILLAN  |  WEDNESDAY, 24 JUL 2013
Professional Investment Services (PIS) owner Centrepoint Alliance Group spent $4.9 million to cover client claims in relation to the performance of some of its advisers. The company revealed to the Australian Securities Exchange (ASX) that the group ...

ASIC freezes defendants' assets in Wickham case

LAURA MILLAN  |  MONDAY, 22 JUL 2013
The Australian Securities and Investments Commission (ASIC) has obtained orders to freeze the assets of the 15 defendants in the legal proceedings against Wickham Securities executives. The defendants include eight companies related to Wickham founder ...