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Showing 3191 - 3200 of 6696 results for "Securities"

Pricing of unlisted assets call for new model: Northfield

LAURA MILLAN  |  THURSDAY, 7 MAR 2013
... equity or hedge funds sector and then presents the data in risk management tools familiar to investors in marketable securities. While pricing and analysing unlisted assets through the lens of listed businesses is not new, Northfield has accumulated ...

Former Astarra director permanently banned from fin services

LAURA MILLAN  |  THURSDAY, 7 MAR 2013
The Australian Securities and Investments Commission (ASIC) announced today that it has permanently banned former Astarra Asset Management director Eugene Liu from providing financial services for failing to comply with financial services laws. Liu ...

ICI chief blasts US transaction tax legislation

ALEX DUNNIN  |  THURSDAY, 7 MAR 2013
... proposed as a revenue raiser to help address the US government deficit. A statement issued by the ICI noted that a 'securities transaction tax' could apply to the value of trades in stocks, bonds, mutual funds, exchange-traded funds (ETFs), futures and ...

Market Wrap

AAP  |  WEDNESDAY, 6 MAR 2013
... was up 32 points at 5,111 points, with 10,509 contracts traded. * At 1051 AEDT national turnover was 289.0 million securities worth $828.8 million.

Market Wrap

AAP  |  TUESDAY, 5 MAR 2013
... futures contract was up 73 points at 5,094 points, with 19,975 contracts traded. * National turnover was 683.5 million securities worth $1.8 billion.

More details needed on conflicted remuneration guide

LAURA MILLAN  |  TUESDAY, 5 MAR 2013
... Planning Association (FPA) and the Association of Financial Advisers (AFA) have welcomed the release of the Australian Securities and Investments Commission (ASIC) guidance on conflicted remuneration but have asked for more clarity on some of the main ...

SEC consults direct to the public

ALEX DUNNIN  |  TUESDAY, 5 MAR 2013
The Securities and Exchange Commission in the US is appealing directly to the public in a review of whether to make new rules about regulatory obligations for broker-dealers and retail investment advisers. The initiative stands in contrast to Australian ...

Industry bodies welcome Code of Conduct update

LAURA MILLAN  |  MONDAY, 4 MAR 2013
... Planning Association (FPA) and the Association of Financial Advisers (AFA) have welcomed the release of the Australian Securities and Investments Commission (ASIC) guidance on the regulatory code of conduct. After the release of the guidance last week ...

Former Lonsec MD pleads guilty to insider trading

LAURA MILLAN  |  MONDAY, 4 MAR 2013
... director of stockbroking firm Lonsec Norman John Graham pleaded guilty to two charges of insider trading, the Australian Securities and Investments Comission (ASIC) announced on Friday. The charges relate to an order that Graham placed on Feburary 26 ...

Market Wrap PM

AAP  |  MONDAY, 4 MAR 2013
... per cent, higher at $1.555. They've risen 19 per cent in the last three months. National turnover was 481.4 million securities traded worth $1.24 billion, with 363 stocks down, 290 up and 288 unchanged.