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Showing 3171 - 3180 of 12584 results for "Company"

Australians gifted new tech index

ALLY SELBY  |  TUESDAY, 17 DEC 2019
... all very excited. I think the engagement we've had from various stakeholders - notably from the banking and listed company community has been very positive," he said. The index currently features 45 companies, which Cunningham wouldn't disclose. ...

Advice group appoints director

ALLY SELBY  |  TUESDAY, 17 DEC 2019
A financial advice group has appointed a new independent director, in a bid to grow the company in the current uncertain environment. Alexander Beard has been appointed as an independent non-executive director at Centrepoint Alliance, joining the group ...

Responsible entity declares insolvency

JAMIE WILLIAMSON  |  TUESDAY, 17 DEC 2019
... and is also a service provider to the business of XTBs on the ASX. As securities manager, the Australian Corporate Bond Company pays fees and other costs to those providing services to XTBs. The relationship between ACBC and Theta is "a fully arm's length ...

New head for Sydney Stock Exchange

ELIZA BAVIN  |  TUESDAY, 17 DEC 2019
... from Australian cleantech energy companies, having recently accepted AGEO Resources and Australian medical technology company ANNSCA Medical. Go said the new strategy is designed to support up-and-coming Australian companies and bring more benefits of ...

Pendal family office lead moves to boutique

KANIKA SOOD  |  FRIDAY, 13 DEC 2019
... its distribution efforts to a channel or segment focus. As a part of this its distribution head Aidan Kelleher left the company. Saunders is not the only one to leave Pendal for Regal in recent months. In October, Rebecca Fesq left as Pendal's head ...

ASIC winds up alleged unregistered scheme

ELIZA BAVIN  |  FRIDAY, 13 DEC 2019
... in the Federal Court in Western Australia to wind up the alleged unregistered managed investment scheme, and a related company, operated by Chris Marco. ASIC also said it is seeking declarations that Marco did not hold an AFSL while running a financial ...

Westpac directors slammed

ALLY SELBY  |  THURSDAY, 12 DEC 2019
... the experiences of others like the CBA and your inability to appreciate changing regulatory flows, you have brought our company into disrepute." Medd slammed the board for their oversight. "All directors are on the Risk Committee. Clearly your collective ...

Pershing Securities breaches client money obligations

ALLY SELBY  |  WEDNESDAY, 11 DEC 2019
... requirements relating to a client money account. Pershing could face a maximum penalty of $135,000. ASIC alleged that the company failed to comply with client money obligations between June 2016 and December 2018. Under the Corporations Act, client money ...

APRA slaps extra conditions on Avanteos

HARRISON WORLEY  |  WEDNESDAY, 11 DEC 2019
... disclose the specific license conditions that it had imposed on Avanteos. However in a statement, Avanteos' parent company CBA revealed the additional license conditions relate to the identification and implementation of "further improvements required ...

Platform appoints TPB director

ELIZABETH MCARTHUR  |  WEDNESDAY, 11 DEC 2019
A director of the Tax Practitioners Board has joined the board of a managed accounts provider and platform. Julie Berry will replace Peter Brook as a non-executive director at Xplore Wealth. She has been a director of the Tax Practitioners Board for ...