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Showing 3121 - 3130 of 3265 results for "January 31"

WA finance broker found guilty of misleading statements

A director of failed finance broking firm Clifton Partners Finance was found guilty last week of making materially misleading statements in a prospectus realeased in early 2000. Harmer issued the prospectus to raise funds so that Perth-based Clifton ...

FPA issues member notice and calls for submissions

The Financial Planning Association (FPA) has on Monday released a member update reminding all members of their obligations under the FPA soft dollar code of conduct which takes effect from 1 January 2005. Under the requirements of the FPA code, all ...

Job advertisements in newspapers rise 4% in Aug-ANZ

AAP  |  MONDAY, 6 SEP 2004
The number of job advertisements in major metropolitan newspapers rose a seasonally adjusted 4% in August, according to the ANZ job ads survey out today. The number rose to an average of 22,463 per week, more than offsetting a fall of 0.6% in July. ...

NAB to roadshow residential mortgage backed securities issue

AAP  |  MONDAY, 6 SEP 2004
National Australia Bank (NAB) on Friday said it would commence a roadshow for a residential mortgage-backed securities (RMBS) issue this week. The bank said the National RMBS Trust 2004-1 issue would be its second residential mortgage-backed securities ...

ASIC flexes civil powers

The Australian Securities and Investments Commission (ASIC) has for the first time filed civil proceedings alleging insider trading against John Petsa and March Milot. "This is the first time ASIC has taken civil penalty proceedings for a breach of ...

Investec appoints new chief executive

AAP  |  TUESDAY, 24 AUG 2004
Investec Bank today announced the appointment of Brian Schwartz as its new chief executive. Brian Schwartz will take over the role from early next year, the company said. Schwartz, currently the chief executive of Ernst & Young, has extensive experience ...

ASIC files proceedings against former ANZ bank employee, client

Australia\'s corporate regulator today said it had filed proceedings against a former ANZ bank employee and his client, on allegations that they engaged in insider trading in January 2003. The Australian Securities and Investments Commission (ASIC) ...

ASIC commences proceedings against Sydney firm, broker

AAP  |  FRIDAY, 13 AUG 2004
The corporate watchdog has commenced proceedings against a Sydney-based finance and insurance firm and one of its brokers. The Australian Securities and Investments Commission (ASIC) today said it was taking action against Abbotsford firm Marantmar ...

ING Industrial Fund ready to build scale to lift earnings

AAP  |  WEDNESDAY, 4 AUG 2004
ING Industrial Fund (IIF) said today it is well positioned to leverage off its robust platform to find further opportunities to lift earnings. ING\'s Industrial Fund (IIF) today announced a 20% increase in operating profit to $102.1 million for the ...

Rickard appointed ASIC's ACT regional commissioner

The chairman of the Australian Securities and Investments Commission (ASIC), Jeffrey Lucy on Monday announced Ms Delia Rickard has been appointed ASIC\'s regional commissioner for the Australian Capital Territory (ACT). Rickard joined ASIC in 1999 and ...