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Showing 3071 - 3080 of 6696 results for "Securities"

CareSuper awards $65m mandate to Neuberger Berman

MARK SMITH  |  TUESDAY, 11 JUN 2013
... industry leadership, management track record and cash flow growth potential. "They choose high-quality emerging market securities from both within and outside the index, across the market cap spectrum, to deliver outperformance through the cycle," Rooney ...

PJC to hold TASA hearing tomorrow

LAURA MILLAN  |  TUESDAY, 11 JUN 2013
... Financial Advice (FoFA) regulation, which will also come in on July 1. The Committee will look at how the Australian Securities and Investments Commission (ASIC) and the Tax Practitioner Board (TPB) can work together and avoid duplications. The hearings ...

ASIC continues proceedings against Wellington Capital

LAURA MILLAN  |  TUESDAY, 11 JUN 2013
The Australian Securities and Investments Commission (ASIC) has taken a new step on its legal proceeding against Wellington Capital, the responsible entity of the Premium Income Fund (PIF) in the Federal Court of Australia. The Court considered that ...

ASX in $553m share issue

MARK SMITH  |  TUESDAY, 11 JUN 2013
The Australian Securities Exchange (ASX) has puts its stock in a trading halt as it looks to raise $553 million to fund a new clearing house service and pay down debt. ASX will offer two shares for every 19 held by existing shareholders at a price of ...

ASIC bans former CEO for 'misleading activities'

JAMES FERNYHOUGH  |  FRIDAY, 7 JUN 2013
... chief executive of Lifestyle Group, has been banned from providing financial services for three years. The Australian Securities and Investments Commission (ASIC) found that Priestley had misled a client, when he guaranteed that the 'Aussie Rob Lifestyle ...

Corporate super specialists ask Treasury for FoFA exemption

JAMES FERNYHOUGH  |  FRIDAY, 7 JUN 2013
The Corporate Super Specialists Alliance (CSSA) is in talks with Treasury after the Australian Securities and Investments Commission (ASIC ) refused to grant a no-action letter to corporate super specialists. The CSSA made the request for a no-action ...

Free service may help advisers bypass FoFA costs

JAMES FERNYHOUGH  |  THURSDAY, 6 JUN 2013
Curve Securities' new service, 'TD Gateway', will enable financial advisers to bypass many of the costs associated with the Future of Financial Advice (FoFA) reforms, according to Curve managing director Andrew Murray. The free-of-charge service will ...

ASIC updates MIS guidance

LAURA MILLAN  |  THURSDAY, 6 JUN 2013
The Australian Securities and Investments Commission (ASIC) has revised its guidance for operators of registered managed investment schemes (MIS). MIS industry has until October 1, 2013 to comply with the new requirements. The updated policy guidance ...

ISN calls for electronic auctions to block HFT leakage

MARK SMITH  |  WEDNESDAY, 5 JUN 2013

UBS Platform appoints head of Strategy and Distribution

LAURA MILLAN  |  WEDNESDAY, 5 JUN 2013
... provides Australian and New Zealand banks, brokers, superannuation funds and financial intermediaries with access to securities trading and investment administration solutions.