Search Results | Showing 11 - 20 of 1132 results for "Representatives" |
| | | The government has tabled the Treasury Laws Amendment (The Survivors Law) Bill 2026 in the House of Representatives today which seeks to prevent convicted child sexual abusers from hiding their assets in superannuation to avoid paying compensation to ... |
| | | | ... Sequoia had planned to do." Sequoia is currently suing AFCA for a December 2025 determination relating to one of its representatives and advice provided regarding Shield, but did not announce how that will impact the new owner. |
| | | | ... for InterPrac, which may include continued operation under revised arrangements, the transition of authorised representatives to alternative licensing structures, or the potential sale of the InterPrac business or its shares," he said. "During the review ... |
| | | | ... protections ahead of the full implementation of the Scams Prevention Framework," AFCA said. Some changes to paid representatives took effect. Under new rule B.6.5(a), where a paid representative is not an AFCA member but is required by law or their licence ... |
| | | | ... case relates to the December 2025 determination issued by AFCA in relation to complaints made against one of its representatives and the advice they provided regarding the Shield Master Fund. The determination related to a client who was a member of ... |
| | | | ... regulatory compliance. Most recently, he held the same position at Count for six years, supervising over 600 authorised representatives. Prior to that, Creswell was the head of compliance and professional standards for IOOF (now Insignia) for 16 years. ... |
| | | | ... super fund and invest in the vehicles. As part of the review, ASIC is naming the businesses, websites, authorised representatives, financial advisers and licensees involved in lead generation, including those serving as referral partners or engaging ... |
| | | | ... assets at the time of closure and delivered an annualised return of 7.62% p.a. over a nine-year period. "Our legal representatives have lodged a defence on behalf of Fiducian Investment Management Services Limited (FIMS) consistent with the NSW Supreme ... |
| | | | ... Financial, for providing incompetent financial services, including inadequate supervision of its corporate authorised representatives (CARs). The cancellation took effect on February 11. ASIC found that the securities dealer had sustained "serious" breaches ... |
| | | | ... to maintain adequate arrangements to manage conflicts of interest, including remuneration arrangements for its representatives, and that it failed to maintain adequate risk management systems and adequate human resources to carry out supervision, compliance ... |
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