Search Results | Showing 21 - 30 of 1138 results for "Representatives" |
| | | ... case relates to the December 2025 determination issued by AFCA in relation to complaints made against one of its representatives and the advice they provided regarding the Shield Master Fund. The determination related to a client who was a member of ... |
| | | | ... regulatory compliance. Most recently, he held the same position at Count for six years, supervising over 600 authorised representatives. Prior to that, Creswell was the head of compliance and professional standards for IOOF (now Insignia) for 16 years. ... |
| | | | ... super fund and invest in the vehicles. As part of the review, ASIC is naming the businesses, websites, authorised representatives, financial advisers and licensees involved in lead generation, including those serving as referral partners or engaging ... |
| | | | ... assets at the time of closure and delivered an annualised return of 7.62% p.a. over a nine-year period. "Our legal representatives have lodged a defence on behalf of Fiducian Investment Management Services Limited (FIMS) consistent with the NSW Supreme ... |
| | | | ... Financial, for providing incompetent financial services, including inadequate supervision of its corporate authorised representatives (CARs). The cancellation took effect on February 11. ASIC found that the securities dealer had sustained "serious" breaches ... |
| | | | ... to maintain adequate arrangements to manage conflicts of interest, including remuneration arrangements for its representatives, and that it failed to maintain adequate risk management systems and adequate human resources to carry out supervision, compliance ... |
| | | | ... Policy Board upping the cash rate target by 25 basis points to 3.85% on Tuesday. At a hearing of the House of Representatives Standing Committee on Economics this morning, Liberal Minister for Cook Simon Kennedy sought to get to the bottom of what exactly ... |
| | | | Superannuation funds with employer and employee representatives on their boards generate billions in additional value for members, Super Members Council (SMC) says. In a new report, Member First Representation: The Profit to Member Governance Advantage ... |
| | | | The US House of Representatives has passed the Protecting Prudent Investment of Retirement Savings Act, limiting certain pension funds from considering environmental, social and governance factors in their investment decision making. The House voted ... |
| | | | ... at present. Financial Standard understands the funds offered by FMPE were being sold by a group of unlicensed representatives that claimed to operate under exemptions outlined in section 708 of the Corporations Act. It is understood that this was reported ... |
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