Search Results | Showing 51 - 60 of 1147 results for "Representatives" |
| | | ASIC is taking Interprac Financial Planning to court over its failure to ensure representatives acted in clients' best interests. It's also been accused of lacking adequate risk management systems. The regulator said it was because of "critical ... |
| | | | ... in place. Most funds did not have effective separation between the investment committee approving loans and the representatives responsible for monitoring loan assets' performance and value after allocation into a fund, or for overseeing independent ... |
| | | | ... notice. Financial Standard understands that the funds offered by FMPE were being sold by a group of unlicensed representatives that claimed to operate under exemptions outlined in section 708 of the Corporations Act. It is understood that this was reported ... |
| | | | ... business after failing to adequately address fees for no service misconduct by Lighthouse Partners, one of its representatives. ASIC cancelled the AFSL of Crown Wealth in March 2024, after it was placed into voluntary administration. It was previously ... |
| | | | ... delays in probate, disputes between beneficiaries, or missing documentation - we work closely with families, their representatives and our insurer to keep the process moving. "We encourage our customers to keep their beneficiary nominations up to date ... |
| | | | The retirement savings of thousands of Australians have been lost in the First Guardian and Shield failures and, while investigations are ongoing, the blame for their collapse and the misconduct that led to it is being passed around like a football ... |
| | | | ... financial losses. To proceed, a three-month targeted consultation will be held in early 2026, engaging consumer representatives, mental health advocates, superannuation trustees, financial advisers, and medical professionals, CALI said. CALI may also ... |
| | | | ... business at risk, a new ASIC investigation reveals. ASIC's review of 10 financial advice licensees with more than 300 representatives using OSPs over the last two years found that local practices depend on their overseas representative to ensure risks ... |
| | | | The government has introduced the payday superannuation bill in the House of Representatives today. First flagged in 2023-24 Federal Budget, the legislation stipulates that from 1 July 2026, employers must pay their employees' superannuation at ... |
| | | | ... other potential investments within this niche for further expansion. To reach its target number of authorised representatives, it plans to onboard three or four additional boutique licensees. Through its expansion, AWAG hopes to provide shared services ... |
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