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Showing 51 - 60 of 1138 results for "Representatives"

AWAG to snap up 20% stake in First Mutual

RIDDHIMA TALWANI  |  TUESDAY, 7 OCT 2025
... other potential investments within this niche for further expansion. To reach its target number of authorised representatives, it plans to onboard three or four additional boutique licensees. Through its expansion, AWAG hopes to provide shared services ...

Platinum LIC turns down WAM bid

KARREN VERGARA  |  FRIDAY, 3 OCT 2025
... manager. Instead, shareholders voted in favour of appointing Rachel Grimes, David Gray and Douglas Farrell - who are representatives of L1 Capital. The L1 Capital nominees respectively received about a 68% approval rating from shareholders. L1 Capital ...

Australia, UK regulators exchange insights

MATTHEW WAI  |  FRIDAY, 26 SEP 2025
... director general of HM Treasury Gwyneth Nurse and Australian Treasury deputy secretary James Kelly, accompanied by representatives from the Bank of England, the Financial Conduct Authority, the Australian Securities and Investments Commission, the Reserve ...

Former staffer sues ASX, Lofthouse over bullying

ELIZA BAVIN  |  TUESDAY, 16 SEP 2025
... being "frequently passive-aggressive and belittling in her demeanour". Financial Standard reached out to legal representatives for both Halstead and Lofthouse for comment. According to reporting, Halstead claims he warned the market operator in 2015 ...

ANZ fined $240m for bond trading, retail misconduct

KARREN VERGARA  |  MONDAY, 15 SEP 2025
... any fees charged after a customer's death had been waived or refunded," ASIC said. "ANZ did not respond to representatives of deceased estates in the required timeframe after notification of the customer's death." ANZ still has not been unable ...

Court extends freezing orders on First Mutual Private Equity

MATTHEW WAI  |  FRIDAY, 12 SEP 2025
... soon as it can. Financial Standard understands the funds run by FMPE were being sold by a group of unlicensed representatives, allegedly claiming they could do so under exemptions in section 708 of the Corporations Act. It is understood this was reported ...

InterPrac wants super funds' reserves to remediate Shield, First Guardian victims

KARREN VERGARA  |  FRIDAY, 5 SEP 2025
... InterPrac is currently facing $22 million worth of Australian Financial Complaints Authority (AFCA) pertaining to its representatives' alleged roles in the loss of $1 billon of investor money. InterPrac managing director Garry Crole said super funds' ...

ASIC freezes assets of First Mutual Private Equity

MATTHEW WAI  |  FRIDAY, 22 AUG 2025
... risk." Financial Standard understands ASIC believes the funds run by FMPE were being sold by a group of unlicensed representatives, allegedly claiming they could do so under exemptions in section 708 of the Corporations Act. It is understood this was ...

ASIC to review RG97 to boost property supply

JAMIE WILLIAMSON  |  WEDNESDAY, 13 AUG 2025
... flow toward residential property investments, enhancing overall economic productivity." ASIC is inviting industry representatives to participate in the review, as well as Treasury, to report by November 30. Direct submissions from experts and key stakeholders ...

Sequoia resumes trading after ASX query

ELIZA BAVIN  |  WEDNESDAY, 30 JUL 2025
... Shield and First Guardian funds as Venture Egg Financial Services and its principal Ferras Merhi were authorised representatives of InterPrac. ASIC said certain authorised representatives of Venture Egg provided personal financial product advice to consumers ...