Search Results | Showing 71 - 80 of 1138 results for "Representatives" |
| | | ... uncomplying financial firms; require the use of approved communication channels; cease interactions with paid representatives who are not AFCA members; and the removal of AFCA's legacy Rules section, where the legacy jurisdiction has already closed at ... |
| | | | ... to the portfolio. With an extensive background in economic policy, he was most recently chair of the House of Representatives Economics Committee. Mulino has previously consulted to the World Bank and the US Federal Reserve and is a former economic adviser ... |
| | | | Labor has secured 93 of the 150 seats up for grabs in the House of Representatives, with a few still in doubt - more than Kevin Rudd or Bob Hawke claimed in their maiden election victories - but does this historic win over the Coalition spell bad news ... |
| | | | ... also asked licensees about how they manage conflicts of interest. Two thirds of smaller businesses with up to 50 representatives said they have no conflicts of interest whatsoever. One third of larger businesses have the same sentiment. Derham said this ... |
| | | | ... statements for the fund. It then sought to have the fund's assets frozen. ASIC said it was aware of authorised representatives from Interprac Financial Planning, MWL Financial Services, Financial Services Group Australia, and Next Generation Advice having ... |
| | | | ... details online to secure a superannuation 'comparison'," Singh said. "These calls are typically from unlicensed representatives who persuade consumers to switch to an SMSF and invest in a specific product. While AFCA can't consider the actions of unlicensed ... |
| | | | The House of Representatives Standing Committee on Economics has released its final report on its reviews into ASIC. Committee chair Daniel Mulino MP said the report covered key issues relating to how the regulator deals with complaints and how it executes ... |
| | | | ... plain English and supports the client to make an informed decision about the advice." "Licensees and authorised representatives will keep appropriate records on file to demonstrate their compliance with legislative requirements, but this information ... |
| | | | ... issues," Lonsdale said. APRA will consult banks, insurers, and superannuation trustees, industry bodies, and consumer representatives over a three-month consultation period. The regulator plans to release updated prudential standards for formal consultation ... |
| | | | ... the official media partner for AM Tech Day, which will be held in Sydney on Tuesday, March 11. Speakers include representatives from AustralianSuper, JANA, Deloitte, S&P Global Market Intelligence, Northern Trust, BNP Paribas, AMP, Australian Ethical ... |
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