Search Results | Showing 111 - 120 of 1132 results for "Representatives" |
| | | ... billion. "AWAG has an active pipeline of both EPS investments as well as the planned onboarding of authorised representatives into our wealth management advisory services business, CHPW Financial," AWAG chair Lee IaFrate said. "As the advice market continues ... |
| | | | ... claims decisions. Additionally, it provides secure digital access for solicitors, carers, and other third-party representatives, which AIA claims will allow them to efficiently handle and track claims on behalf of members. Members can also access content ... |
| | | | ... liquidation - Magnolia Investment Management (MIM)and Magnolia Asset Management (MAM) - were also corporate authorised representatives of Guildfords. Last November, ASIC disqualified Atkins from managing corporations for five years and banned him for ... |
| | | | ... Amendment (Delivering Better Financial Outcomes and Other Measures) Bill 2024, was introduced in the House of Representatives and read for a first time on March 27. The committee discussed 11 recommendations from the DBFO's predecessor, Michelle ... |
| | | | ... failed to report suspicious trading to ASIC on 115 occasions, despite concerns raised by its designated trading representatives. The firm placed a particular client's orders onto the ASX 268 times over four months in 2020, where it should have suspected ... |
| | | | ... licensee and engaged in unconscionable conduct. ASIC said XTrade failed to take reasonable steps to ensure that its representatives complied with financial services laws, did not have adequate arrangements for the management of conflicts of interest ... |
| | | | ... conducted database searches, gathered information from financial institutions, and communicated with clients or their representatives who have provided information. The Court ruled in favour of ASIC's urgent requests, stating that Prakash likely ... |
| | | | ... others are paid a flat payment. Other licensees, ASIC said, should identify their advisers or corporate authorised representatives that are engaged in these referral arrangements and ensure they comply with financial services laws. Super trustees that ... |
| | | | ... Unity's employed adviser and corporate superannuation services business, while Fortnum took on PFS and its 155 representatives. Australian Unity's advice unit had $11.2 billion in funds under advice (FUA) at the end of June 2023. Entireti's chief executive ... |
| | | | ... mid-2023, when the FAR recorded about 15,708 advisers. AMP Financial Planning continues to hold the top spot with 472 representatives, closely followed by Morgans Financial's 423 and Count's 350 advisers. Interprac Financial Planning (326), Alliance ... |
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