Search Results | Showing 61 - 70 of 1132 results for "Representatives" |
| | | ... entities associated with him in connection with its investigations concerning the two funds. Certain authorised representatives of FSGA provided personal financial product advice to consumers who invested in the Shield Master Fund and the First Guardian ... |
| | | | ... IFIA, we intend to strengthen our engagement and relationships with our stakeholders, including consumers, their representatives, policymakers and regulators, to ensure we deeply understand their views." "The Islamic Finance and Investments Association ... |
| | | | ... true to label responsible funds, with over 350 products now certified," Hegarty said. "We are now bolstered by representatives from all aspects of the investment market. Asset managers, research and data providers, banks, insurers, and of course asset ... |
| | | | ... has told Kalkine it must appoint an independent compliance consultant to address concerns its customer service representatives have been giving unlicensed advice. Kalkine is an equity research house which produces stock analysis and buy, hold and sell ... |
| | | | ... uncomplying financial firms; require the use of approved communication channels; cease interactions with paid representatives who are not AFCA members; and the removal of AFCA's legacy Rules section, where the legacy jurisdiction has already closed at ... |
| | | | ... to the portfolio. With an extensive background in economic policy, he was most recently chair of the House of Representatives Economics Committee. Mulino has previously consulted to the World Bank and the US Federal Reserve and is a former economic adviser ... |
| | | | Labor has secured 93 of the 150 seats up for grabs in the House of Representatives, with a few still in doubt - more than Kevin Rudd or Bob Hawke claimed in their maiden election victories - but does this historic win over the Coalition spell bad news ... |
| | | | ... also asked licensees about how they manage conflicts of interest. Two thirds of smaller businesses with up to 50 representatives said they have no conflicts of interest whatsoever. One third of larger businesses have the same sentiment. Derham said this ... |
| | | | ... statements for the fund. It then sought to have the fund's assets frozen. ASIC said it was aware of authorised representatives from Interprac Financial Planning, MWL Financial Services, Financial Services Group Australia, and Next Generation Advice having ... |
| | | | ... details online to secure a superannuation 'comparison'," Singh said. "These calls are typically from unlicensed representatives who persuade consumers to switch to an SMSF and invest in a specific product. While AFCA can't consider the actions of unlicensed ... |
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