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Showing 11 - 18 of 18 results for "IT processes"

ASIC ramps up surveillance and remediation after adviser conflict report

KARREN VERGARA  |  THURSDAY, 25 JAN 2018
ASIC is ramping up its surveillance and remediation processes to help curb further adviser conflicts of interest within vertically integrated institutions. In light of the Report 562 findings, which examined adviser conflicts of interest across bank-owned ...

FSU calls out NAB for lack of standards

JAMIE WILLIAMSON  |  TUESDAY, 20 JUN 2017
Any compliance breaches made by NAB Financial Planning around the incorrect witnessing of Beneficiary Nomination forms prior to 31 May 2017 should not be included in the new conduct background check protocol. That is the view of the Finance Sector Union ...

Adviser contravenes FoFA obligations

EMMA RAPAPORT  |  MONDAY, 20 MAR 2017
A Melbourne based financial advice provider is to appear in the Federal Court of Australia for alleged contraventions of the Future of Financial Advice obligations. Following an ASIC investigation, Wealth and Risk Management (WRM), and its related companies ...

ASX blockchain move defensive: Professor

DARREN SNYDER  |  TUESDAY, 9 AUG 2016
... the non-functional characteristics of the technology up to the task. If you take something like bitcoin, I believe it processes something like 50 to 60,000 and up to 250,000 transactions a day - a sixth of what the ASX did on the Brexit day," Richards ...

ME Bank appoints new CIO

MARK SMITH  |  TUESDAY, 25 NOV 2014
... Capital Group as director of fastworks, lean and strategic program delivery, where he standardised and simplified IT processes across IT teams globally. From 2009 to 2012 he was GE's Australian-based chief technology officer, responsible for IT strategy ...

SuperChoice ups clearinghouse challenge

MICHELLE BALTAZAR  |  FRIDAY, 19 FEB 2010
... everything reconciles properly, said Philip. In contrast, PayClear2 "validates" the information with the employer before it processes the transaction. That way the right amount is sent to the right fund rather than fixing the error after the event, said ...

Superpartners to push for paperless super admin

MICHELLE BALTAZAR  |  THURSDAY, 11 DEC 2008
... admin provider Superpartners plans to invest $70 million into replacing its core administration systems and other IT processes in a bid to become "100 per cent electronic" in three years' time. While there have been earlier reports about Superpartners' ...

FitzGerald retires, Adams comes onboard

RUTH LIEW  |  THURSDAY, 13 MAR 2008
After more than 34 years in global credit, Colonial First State Global Asset Management co-head of global fixed interest and credit, Tony FitzGerald, has announced his retirement and will be succeeded by Tony Adams. FitzGerald, who will be retiring ...
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